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WHIRLPOOL CORP /DE/ — Director's Dealing 2017
May 11, 2017
31015_dirs_2017-05-11_49f45d6a-db66-4a50-b512-896944b2ebe4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-05-09
Reporting Person: Bitzer Marc R (Director, PRES & CHIEF OPERATING OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-23 | Common Stock | G | 2500 | — | Disposed | 50322 | Indirect |
| 2017-03-02 | Common Stock | G | 11590 | — | Disposed | 0 | Direct |
| 2017-03-02 | Common Stock | G | 11590 | — | Acquired | 61912 | Indirect |
| 2017-05-09 | Common Stock | M | 12500 | $132.19 | Acquired | 12500 | Direct |
| 2017-05-09 | Common Stock | S | 10800 | $183.7306 | Disposed | 1700 | Direct |
| 2017-05-09 | Common Stock | S | 1700 | $184.6706 | Disposed | 0 | Direct |
| 2017-05-10 | Common Stock | M | 8024 | $132.19 | Acquired | 8024 | Direct |
| 2017-05-10 | Common Stock | S | 6814 | $183.8036 | Disposed | 1210 | Direct |
| 2017-05-09 | Common Stock | G | 300 | — | Disposed | 61612 | Indirect |
| 2017-05-09 | Common Stock | G | 300 | — | Acquired | 632 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-09 | Employee Stock Options (Right to Buy) | $132.19 | M | 12500 | Disposed | 2026-02-15 | Common (12500) | Direct |
| 2017-05-10 | Employee Stock Options (Right to Buy) | $132.19 | M | 8024 | Disposed | 2026-02-15 | Common (8024) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 762.843 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $183.38 to $184.34, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $184.52 to $184.68, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3: Represents sales to cover the option exercise price and associated tax withholding obligation on acquisition of 1,210 shares.
F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $183.8028 to $183.82, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote
F5: Remaining options will vest and become exercisable in two equal installments on 02/15/2018 and 02/15/2019.