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WHIRLPOOL CORP /DE/ Director's Dealing 2016

Feb 17, 2016

31015_dirs_2016-02-17_dfdd6f75-27e0-4e01-9143-f91b02f61e95.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2016-02-14

Reporting Person: SZCZUPAK DAVID T (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-14 Common Stock M 7500 Acquired 7500 Direct
2016-02-14 Common Stock F 2383 $132.19 Disposed 5117 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-14 Restricted Stock Units $ M 7500 Disposed Common (7500) Direct
2016-02-15 Restricted Stock Units $ A 2836 Acquired Common (2836) Direct
2016-02-15 Employee Stock Option (Right to Buy) $132.19 A 12072 Acquired 2026-02-15 Common (12072) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 30781 Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/15/2017; one-third on 02/15/2018; and one-third on 02/15/2019.

F3: Options will vest and become exercisable as follows: one-third on 02/15/2017; one-third on 02/15/2018; and one-third on 02/15/2019.