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WHIRLPOOL CORP /DE/ — Director's Dealing 2016
Feb 17, 2016
31015_dirs_2016-02-17_dfdd6f75-27e0-4e01-9143-f91b02f61e95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2016-02-14
Reporting Person: SZCZUPAK DAVID T (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-14 | Common Stock | M | 7500 | — | Acquired | 7500 | Direct |
| 2016-02-14 | Common Stock | F | 2383 | $132.19 | Disposed | 5117 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-14 | Restricted Stock Units | $ | M | 7500 | Disposed | Common (7500) | Direct | |
| 2016-02-15 | Restricted Stock Units | $ | A | 2836 | Acquired | Common (2836) | Direct | |
| 2016-02-15 | Employee Stock Option (Right to Buy) | $132.19 | A | 12072 | Acquired | 2026-02-15 | Common (12072) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30781 | Indirect |
Footnotes
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/15/2017; one-third on 02/15/2018; and one-third on 02/15/2019.
F3: Options will vest and become exercisable as follows: one-third on 02/15/2017; one-third on 02/15/2018; and one-third on 02/15/2019.
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