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WHIRLPOOL CORP /DE/ — Director's Dealing 2016
Feb 22, 2016
31015_dirs_2016-02-22_9fa87713-11aa-4b9e-9324-01b280db2896.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2016-02-18
Reporting Person: Berrozpe Esther F (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-18 | Common Stock | M | 798 | — | Acquired | 6021 | Direct |
| 2016-02-18 | Common Stock | F | 364 | $140.48 | Disposed | 5657 | Direct |
| 2016-02-18 | Common Stock | M | 838 | — | Acquired | 6495 | Direct |
| 2016-02-18 | Common Stock | F | 382 | $140.48 | Disposed | 6113 | Direct |
| 2016-02-18 | Common Stock | M | 235 | — | Acquired | 6348 | Direct |
| 2016-02-18 | Common Stock | F | 107 | $140.48 | Disposed | 6241 | Direct |
| 2016-02-18 | Common Stock | M | 247 | — | Acquired | 6488 | Direct |
| 2016-02-18 | Common Stock | F | 112 | $140.48 | Disposed | 6376 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-18 | Restricted Stock Units | $ | M | 798 | Disposed | Common (798) | Direct | |
| 2016-02-18 | Restricted Stock Units | $ | M | 838 | Disposed | Common (838) | Direct | |
| 2016-02-18 | Restricted Stock Units | $ | M | 235 | Disposed | Common (235) | Direct | |
| 2016-02-18 | Restricted Stock Units | $ | M | 247 | Disposed | Common (247) | Direct |
Footnotes
F1: Vesting of performance-based restricted stock unit award for the 2013-2015 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of performance-based restricted stock unit award for the 2013-2015 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F4: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.