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WHIRLPOOL CORP /DE/ — Director's Dealing 2016
Feb 22, 2016
31015_dirs_2016-02-22_d531cbac-eea4-46a3-af94-369ee4a7944d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2016-02-18
Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-18 | Common Stock | M | 554 | — | Acquired | 6033 | Direct |
| 2016-02-18 | Common Stock | F | 171 | $140.48 | Disposed | 5862 | Direct |
| 2016-02-18 | Common Stock | M | 163 | — | Acquired | 6025 | Direct |
| 2016-02-18 | Common Stock | F | 51 | $140.48 | Disposed | 5974 | Direct |
| 2016-02-20 | Common Stock | M | 5000 | — | Acquired | 10974 | Direct |
| 2016-02-20 | Common Stock | F | 1580 | $142.91 | Disposed | 9394 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-18 | Restricted Stock Units | $ | M | 554 | Disposed | Common (554) | Direct | |
| 2016-02-18 | Restricted Stock Units | $ | M | 163 | Disposed | Common (163) | Direct | |
| 2016-02-20 | Restricted Stock Units | $ | M | 5000 | Disposed | Common (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1437.805 | Indirect |
Footnotes
F1: Vesting of performance-based restricted stock unit award for the 2013-2015 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
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