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WHIRLPOOL CORP /DE/ — Director's Dealing 2016
May 12, 2016
31015_dirs_2016-05-12_07a1aff0-0865-42f9-acc1-dadaa35cb2ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2016-05-10
Reporting Person: Venturelli Larry M (EXEC. VICE PRESIDENT AND CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-24 | Common Stock | G | 4496 | — | Disposed | 0 | Direct |
| 2016-02-24 | Common Stock | G | 4496 | — | Acquired | 8324 | Indirect |
| 2016-05-10 | Common Stock | M | 6223 | $111.33 | Acquired | 6223 | Direct |
| 2016-05-10 | Common Stock | M | 5881 | $138.56 | Acquired | 12104 | Direct |
| 2016-05-10 | Common Stock | S | 12104 | $176.0589 | Disposed | 0 | Direct |
| 2016-05-10 | Common Stock | S | 8324 | $176.4335 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-10 | Employee Stock Option (Right to Buy) | $111.33 | M | 6223 | Disposed | 2023-02-18 | Common (6223) | Direct |
| 2016-05-10 | Employee Stock Option (Right to Buy) | $138.56 | M | 5881 | Disposed | 2024-02-17 | Common (5881) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 408.65 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.81 to $176.44, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.1925 to $176.61, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The option became exercisable in three substantially equal installments beginning on February 18, 2014.
F4: The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.