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WHIRLPOOL CORP /DE/ — Director's Dealing 2016
Aug 2, 2016
31015_dirs_2016-08-02_631d5624-f623-4048-868e-b97a6e14bbd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2016-07-29
Reporting Person: Peters James W (EXEC VICE PRESIDENT AND CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-29 | Common Stock | M | 649 | $111.33 | Acquired | 13308 | Direct |
| 2016-07-29 | Common Stock | S | 649 | $193.4904 | Disposed | 12659 | Direct |
| 2016-07-29 | Common Stock | S | 2280 | $193.3107 | Disposed | 10379 | Direct |
| 2016-07-29 | Common Stock | G | 420 | — | Disposed | 9959 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-29 | Employee Stock Option (Right to buy) | $111.33 | M | 649 | Disposed | 2023-02-18 | Common (649) | Direct |
| 2016-08-01 | Restricted Stock Units | $ | A | 10000 | Acquired | Common (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2054.716 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These sharse were sold in multiple transactions at prices ranging from $193.24 to $193.385, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These sharse were sold in multiple transactions at prices ranging from $193.47 to $193.4965, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: 50% on August 1, 2019 and 50% on August 1, 2021.