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WHIRLPOOL CORP /DE/ Director's Dealing 2016

Aug 9, 2016

31015_dirs_2016-08-09_d72968ce-bf62-413a-9d5d-4b254eb0c08a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2016-08-05

Reporting Person: FETTIG JEFF M (Director, CHAIRMAN AND CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-24 Common Stock G 31420 Disposed 0 Direct
2016-02-24 Common Stock G 31420 Acquired 39056 Indirect
2016-03-16 Common Stock G 32000 Disposed 7056 Indirect
2016-03-16 Common Stock G 32000 Acquired 32000 Indirect
2016-04-04 Common Stock G 69748 Disposed 0 Indirect
2016-08-02 Common Stock G 75500 Disposed 0 Indirect
2016-08-02 Common Stock G 48750 Acquired 55806 Indirect
2016-08-02 Common Stock G 4348 Disposed 51458 Indirect
2016-08-05 Common Stock M 31000 $94.47 Acquired 31000 Direct
2016-08-05 Common Stock S 7110 $188.2182 Disposed 23890 Direct
2016-08-05 Common Stock S 15004 $189.5385 Disposed 8886 Direct
2016-08-05 Common Stock S 8886 $190.1508 Disposed 0 Direct
2016-08-05 Common Stock M 30000 $94.47 Acquired 30000 Direct
2016-08-05 Common Stock S 30000 $189.5408 Disposed 0 Direct
2016-08-08 Common Stock M 30000 $94.47 Acquired 30000 Direct
2016-08-08 Common stock S 26627 $189.2376 Disposed 3373 Direct
2016-08-08 Common Stock S 3373 $189.9007 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-05 Employee Stock Option (right to buy) $94.47 M 31000 Disposed 2017-02-19 Common (31000) Direct
2016-08-05 Employee Stock Option (right to buy) $94.47 M 30000 Disposed 2017-02-19 Common (30000) Direct
2016-08-08 Employee Stock Option (right to buy) $94.47 M 30000 Disposed 2017-02-19 Common (30000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 115000 Indirect
Common Stock 7533.428 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.00 to $188.91, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.00 to $189.99, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.00 to $190.46, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.30 to $189.92, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.71 to $189.70, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.71 to $190.46, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F7: The option became exercisable in three substantially equal installments beginning on February 19, 2008.