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WHIRLPOOL CORP /DE/ — Director's Dealing 2016
Oct 18, 2016
31015_dirs_2016-10-18_93c1183f-1892-4613-8db0-15482f5890c3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2016-10-10
Reporting Person: Lovechio Joseph A (VICE PRESIDENT AND CONTROLLER)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000 | Direct |
| Common Stock | 382.776 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $138.56 | 2024-02-17 | Common (180) | Direct | |
| Employee Stock Option (Right to Buy) | $213.23 | 2025-02-16 | Common (568) | Direct | |
| Employee Stock Option (Right to Buy) | $132.19 | 2026-02-15 | Common (1210) | Direct | |
| Restricted Stock Units | $ | Common (53) | Direct | ||
| Restricted Stock Units | $ | Common (22) | Direct | ||
| Restricted Stock Units | $ | Common (110) | Direct | ||
| Restricted Stock Units | $ | Common (4000) | Direct | ||
| Restricted Stock Units | $ | Common (284) | Direct | ||
| Deferred Restricted Stock Units | $ | Common (825.935) | Direct |
Footnotes
F1: The option, granted on February 17, 2014, with respect to 548 shares, became exercisable in three substantially equal annual installments beginning on February 17, 2015.
F2: The option, granted on February 16, 2015, became exercisable in three substantially equal annual installments beginning on February 16, 2016.
F3: The option, granted on February 15, 2016, becomes exercisable in three substantially equal annual installments beginning on February 15, 2017.
F4: The restricted stock units, granted on February 17, 2014, in the amount of 166 restricted stock units, vest in three equal installments beginning on February 17, 2015. The remaining restricted stock units will vest and convert one-for-one to shares on February 17, 2017.
F5: The restricted stock units, granted on May 1, 2014, in the amount of 69 restricted stock units, vest in three equal installments beginning on May 1, 2015. The remaining restricted stock units will vest and convert one-for-one to shares on May 1, 2017.
F6: The restricted stock units, granted on February 16, 2015, in the amount of 169 restricted stock units, vest in three equal installments beginning on February 16, 2016. The remaining restricted stock units will vest and convert one-for-one to shares as follows: one-third of the original grant on February 16, 2017 and one-third of the original grant on February 16, 2018.
F7: The restricted stock units, granted on February 16, 2015, will vest on February 16, 2018 and convert one-for-one to shares.
F8: The restricted stock units, granted on February 15, 2016, will vest and convert one-for-one to shares as follows: one-third of the original grant on February 15, 2017, one-third of the original grant on February 15, 2018, and one-third of the original grant on February 15, 2019.
F9: As of 09/15/2016, the latest date for which information is reasonably available, there are 825.9350 units held in the Executive Deferred Stock Plan II account of the reporting person. Each unit represents the right to receive one share of common stock.