Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WHIRLPOOL CORP /DE/ Director's Dealing 2015

Feb 25, 2015

31015_dirs_2015-02-24_a6b305c1-0b5c-423e-900f-097ea5828d82.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2015-02-20

Reporting Person: Berrozpe Esther F (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-20 Common Stock M 242 Acquired 3572 Direct
2015-02-20 Common Stock F 110 $213.27 Disposed 3462 Direct
2015-02-20 Common Stock A 1253 Acquired 4715 Direct
2015-02-20 Common Stock F 571 $213.27 Disposed 4144 Direct
2015-02-20 Common Stock M 5000 Acquired 9144 Direct
2015-02-20 Common Stock F 2281 $213.27 Disposed 6863 Direct
2015-02-20 Common Stock M 884 $71.03 Acquired 7747 Direct
2015-02-20 Common Stock M 764 $111.33 Acquired 8511 Direct
2015-02-20 Common Stock M 1488 $138.56 Acquired 9999 Direct
2015-02-20 Common Stock S 884 $211.6738 Disposed 9115 Direct
2015-02-20 Common Stock S 764 $211.9034 Disposed 8351 Direct
2015-02-20 Common Stock S 1388 $212.4422 Disposed 6963 Direct
2015-02-20 Common Stock S 100 $213.50 Disposed 6863 Direct
2015-02-20 Common Stock S 247 $213.56 Disposed 6616 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-20 Restricted Stock Units $ M 242 Disposed Common (242) Direct
2015-02-20 Restricted Stock Units $ M 5000 Disposed Common (5000) Direct
2015-02-20 Employee Stock Option (Right to Buy) $71.03 M 884 Disposed 2022-02-20 Common (884) Direct
2015-02-20 Employee Stock Option (Right to Buy) $111.33 M 764 Disposed 2023-02-18 Common (764) Direct
2015-02-20 Employee Stock Option (RIght to Buy) $138.56 M 1488 Disposed 2024-02-17 Common (1488) Direct

Footnotes

F1: Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on February 20, 2017.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.56 to $211.77, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.77 to $212.05, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.05 to $212.95, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7: The option became exercisable in three substantially equal installments beginning on February 20, 2013.

F8: The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.

F9: The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.