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WHIRLPOOL CORP /DE/ Director's Dealing 2015

Feb 25, 2015

31015_dirs_2015-02-24_0e625b0e-e6ce-4f17-97fb-a5961e8b3ce9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2015-02-20

Reporting Person: TODMAN MICHAEL (Director, VICE CHAIRMAN)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-20 Common Stock M 12500 Acquired 12500 Direct
2015-02-20 Common Stock F 5775 $213.27 Disposed 6725 Direct
2015-02-20 Common Stock A 25623 Acquired 32348 Direct
2015-02-20 Common Stock F 11837 $213.27 Disposed 20511 Direct
2015-02-20 Common Stock M 18068 $71.03 Acquired 38579 Direct
2015-02-20 Common Stock M 10522 $111.33 Acquired 49101 Direct
2015-02-20 Common Stock M 9090 $138.56 Acquired 58191 Direct
2015-02-20 Common Stock S 18068 $211.826 Disposed 40123 Direct
2015-02-20 Common Stock S 10522 $212.2587 Disposed 29601 Direct
2015-02-20 Common Stock S 8890 $213.1099 Disposed 20711 Direct
2015-02-20 Common Stock S 200 $213.71 Disposed 20511 Direct
2015-02-20 Common Stock G 475 Disposed 3539 Indirect
2015-02-23 Common Stock G 710 Disposed 2829 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-20 Restricted Stock Units $ M 12500 Disposed Common (12500) Direct
2015-02-20 Employee Stock Option (Right to Buy) $71.03 M 18068 Disposed 2022-02-20 Common (18068) Direct
2015-02-20 Employee Stock Option (Right to Buy) $111.33 M 10522 Disposed 2023-02-18 Common (10522) Direct
2015-02-20 Employee Stock Option (Right to Buy) $138.56 M 9090 Disposed 2024-02-17 Common (9090) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1263.88 Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on February 20, 2016.

F2: Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $211.58 to $211.98, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $211.98 to $212.71, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $212.71 to $213.61, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6: The option became exercisable in three substantially equal installments beginning on February 20, 2013.

F7: The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.

F8: The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.