Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WHIRLPOOL CORP /DE/ Director's Dealing 2015

Feb 25, 2015

31015_dirs_2015-02-24_38e295b0-72b8-4c2f-a6a6-96bc37ac9ad3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2015-02-20

Reporting Person: Venturelli Larry M (EXEC. VICE PRESIDENT AND CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-20 Common Stock M 5000 Acquired 5000 Direct
2015-02-20 Common Stock F 2262 $213.27 Disposed 2738 Direct
2015-02-20 Common Stock A 12586 Acquired 15324 Direct
2015-02-20 Common Stock F 5695 $213.27 Disposed 9629 Direct
2015-02-20 Common Stock M 8875 $71.03 Acquired 18504 Direct
2015-02-20 Common Stock M 6223 $111.33 Acquired 24727 Direct
2015-02-20 Common Stock M 6060 $138.56 Acquired 30787 Direct
2015-02-20 Common Stock S 8875 $211.8362 Disposed 21912 Direct
2015-02-20 Common Stock S 6223 $212.0029 Disposed 15689 Direct
2015-02-20 Common Stock S 5760 $212.7824 Disposed 9929 Direct
2015-02-20 Common Stock S 300 $213.2633 Disposed 9629 Direct
2015-02-20 Common Stock S 5099 $211.7557 Disposed 3828 Indirect
2015-02-24 Common Stock S 9029 $214.1569 Disposed 600 Direct
2015-02-24 Common Stock S 600 $214.8976 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-20 Restricted Stock Units $ M 5000 Disposed Common (5000) Direct
2015-02-20 Employee Stock Option (Right to Buy) $71.03 M 8875 Disposed 2022-02-20 Common (8875) Direct
2015-02-20 Employee Stock Option (Right to Buy) $111.33 M 6223 Disposed 2023-02-18 Common (6223) Direct
2015-02-20 Employee Stock Option (Right to Buy) $138.56 M 6060 Disposed 2024-02-17 Common (6060) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 398.764 Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on February 20, 2017.

F2: Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.64 to $211.91, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.91 to $212.21, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.21 to $213.16, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.23 to $213.28, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.78 to $211.84, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.69 to $214.62, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.77 to $214.99, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F10: The option became exercisable in three substantially equal installments beginning on February 20, 2013.

F11: The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.

F12: The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.