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WHIRLPOOL CORP /DE/ Director's Dealing 2015

Feb 25, 2015

31015_dirs_2015-02-24_bc592423-775f-4888-8912-71ae2d2b31d0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2015-02-20

Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-20 Common Stock M 120 Acquired 5367 Direct
2015-02-20 Common Stock F 37 $213.27 Disposed 5330 Direct
2015-02-20 Common Stock A 156 Acquired 5486 Direct
2015-02-20 Common Stock F 49 $213.27 Disposed 5437 Direct
2015-02-20 Common Stock A 464 Acquired 5901 Direct
2015-02-20 Common Stock F 10.9 $213.27 Disposed 5890.1 Direct
2015-02-20 Common Stock D 453.1 Disposed 5437 Direct
2015-02-20 Common Stock M 439 $71.03 Acquired 5876 Direct
2015-02-20 Common Stock M 530 $111.33 Acquired 6406 Direct
2015-02-20 Common Stock M 1111 $138.56 Acquired 7517 Direct
2015-02-20 Common Stock S 2080 $212.5058 Disposed 5437 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-20 Restricted Stock Units $ M 120 Disposed Common (120) Direct
2015-02-20 Restricted Stock Units $ M 464 Disposed Common (464) Direct
2015-02-20 Deferred Stock $ A 453.1 Acquired Common (453.1) Direct
2015-02-20 Employee Stock Option (Right to Buy) $71.03 M 439 Disposed 2022-02-20 Common (439) Direct
2015-02-20 Employee Stock Option (Right to Buy) $111.33 M 530 Disposed 2023-02-18 Common (530) Direct
2015-02-20 Employee Stock Option (Right to Buy) $138.56 M 1111 Disposed 2024-02-17 Common (1111) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1410.224 Indirect

Footnotes

F1: Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4: Upon the vesting of restricted stock units granted to the reporting person on February 20, 2012, the reporting person deferred the receipt of 453.10 shares of common stock and received instead 453.10 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 453.10 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock becomes payable following the reporting person's termination of employment with Whirlpool Corporation.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.50 to $212.52, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6: The option became exercisable in three substantially equal installments beginning on February 20, 2013.

F7: The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.

F8: The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.