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WHIRLPOOL CORP /DE/ — Director's Dealing 2015
Feb 25, 2015
31015_dirs_2015-02-24_7bae4ae1-dbbe-4926-b2b2-830659939257.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2015-02-20
Reporting Person: SZCZUPAK DAVID T (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-20 | Common Stock | M | 1320 | — | Acquired | 2514 | Direct |
| 2015-02-20 | Common Stock | F | 386 | $213.27 | Disposed | 2128 | Direct |
| 2015-02-20 | Common Stock | M | 5000 | — | Acquired | 7128 | Direct |
| 2015-02-20 | Common Stock | F | 2310 | $213.27 | Disposed | 4818 | Direct |
| 2015-02-20 | Common Stock | A | 6817 | — | Acquired | 11635 | Direct |
| 2015-02-20 | Common Stock | F | 2903 | $213.27 | Disposed | 8732 | Direct |
| 2015-02-24 | Common Stock | S | 615 | $214.0249 | Disposed | 24585 | Indirect |
| 2015-02-24 | Common Stock | S | 300 | $214.0583 | Disposed | 24285 | Indirect |
| 2015-02-24 | Common Stock | S | 3085 | $214.09 | Disposed | 21200 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-20 | Restricted Stock Units | $ | M | 1320 | Disposed | Common (1320) | Direct | |
| 2015-02-20 | Restricted Stock Units | $ | M | 5000 | Disposed | Common (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 810.632 | Direct |
Footnotes
F1: Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F4: As of 12/15/2014, the latest date for which information is reasonably available, there are 810.632 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.