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WHIRLPOOL CORP /DE/ — Director's Dealing 2015
Feb 25, 2015
31015_dirs_2015-02-24_67220abe-df88-4eb6-803c-fc394a1d450b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2015-02-20
Reporting Person: Kuehn Christopher J (VICE PRESIDENT AND CONTROLLER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-20 | Common Stock | A | 1335 | — | Acquired | 2027 | Direct |
| 2015-02-20 | Common Stock | F | 420 | $213.27 | Disposed | 1607 | Direct |
| 2015-02-20 | Common Stock | M | 258 | — | Acquired | 1865 | Direct |
| 2015-02-20 | Common Stock | F | 81 | $213.27 | Disposed | 1784 | Direct |
| 2015-02-24 | Common Stock | M | 599 | $111.33 | Acquired | 2383 | Direct |
| 2015-02-24 | Common Stock | M | 554 | $138.56 | Acquired | 2937 | Direct |
| 2015-02-24 | Common Stock | S | 1153 | $214.19 | Disposed | 1784 | Direct |
| 2015-02-24 | Common Stock | S | 1330 | $214.19 | Disposed | 454 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-20 | Restricted Stock Units | $ | M | 258 | Disposed | Common (258) | Direct | |
| 2015-02-24 | Employee Stock Option (Right to Buy) | $111.33 | M | 599 | Disposed | 2023-02-18 | Common (599) | Direct |
| 2015-02-24 | Employee Stock Option (Right to Buy) | $138.56 | M | 554 | Disposed | 2024-02-17 | Common (554) | Direct |
Footnotes
F1: Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.93 to $214.44, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.
F5: The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.