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WHIRLPOOL CORP /DE/ — Director's Dealing 2014
Feb 20, 2014
31015_dirs_2014-02-19_acf5d845-a27a-46af-baff-e1233e87471f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2014-02-14
Reporting Person: Berrozpe Esther F (PRESIDENT, EMEA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common Stock | A | 310 | — | Acquired | 1880 | Direct |
| 2014-02-14 | Common Stock | F | 139 | $138.56 | Disposed | 1741 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Restricted Stock Units | $ | M | 310 | Disposed | Common (310) | Direct | |
| 2014-02-17 | Restricted Stock Units | $ | A | 5000 | Acquired | Common (5000) | Direct | |
| 2014-02-17 | Restricted Stock Units | $ | A | 1329 | Acquired | Common (1329) | Direct | |
| 2014-02-17 | Employee Stock Options (Right to Buy) | $138.56 | A | 4376 | Acquired | 2024-02-17 | Common (4376) | Direct |
Footnotes
F1: Vesting of restricted stock unit award for the 2011 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Includes shares previously held pursuant to a broker-administered dividend reinvestment plan.
F3: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on 02/17/2017.
F4: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.
F5: Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.