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WHIRLPOOL CORP /DE/ Director's Dealing 2014

Feb 20, 2014

31015_dirs_2014-02-19_acf5d845-a27a-46af-baff-e1233e87471f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2014-02-14

Reporting Person: Berrozpe Esther F (PRESIDENT, EMEA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-14 Common Stock A 310 Acquired 1880 Direct
2014-02-14 Common Stock F 139 $138.56 Disposed 1741 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-14 Restricted Stock Units $ M 310 Disposed Common (310) Direct
2014-02-17 Restricted Stock Units $ A 5000 Acquired Common (5000) Direct
2014-02-17 Restricted Stock Units $ A 1329 Acquired Common (1329) Direct
2014-02-17 Employee Stock Options (Right to Buy) $138.56 A 4376 Acquired 2024-02-17 Common (4376) Direct

Footnotes

F1: Vesting of restricted stock unit award for the 2011 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Includes shares previously held pursuant to a broker-administered dividend reinvestment plan.

F3: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on 02/17/2017.

F4: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.

F5: Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.