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WHIRLPOOL CORP /DE/ — Director's Dealing 2014
Feb 20, 2014
31015_dirs_2014-02-19_edd771bd-6852-4fd6-af48-6306b57f57ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2014-02-14
Reporting Person: FETTIG JEFF M (Director, CHAIRMAN AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common Stock | A | 21898 | — | Acquired | 21898 | Direct |
| 2014-02-14 | Common Stock | F | 8548 | $138.56 | Disposed | 13350 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Restricted Stock Units | $ | M | 21898 | Disposed | Common (21898) | Direct | |
| 2014-02-17 | Employee Stock Options (Right to Buy) | $138.56 | A | 111987 | Acquired | 2024-02-17 | Common (111987) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 111008 | Indirect |
| Common Stock | 100371 | Indirect |
| Common Stock | 62124 | Indirect |
| Common Stock | 4302.703 | Indirect |
Footnotes
F1: Vesting of restricted stock unit award for the 2011 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.
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