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WHIRLPOOL CORP /DE/ — Director's Dealing 2014
Feb 20, 2014
31015_dirs_2014-02-19_1d67025f-30af-44c7-ad46-2bbbf64ed1b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2014-02-14
Reporting Person: SZCZUPAK DAVID T (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common Stock | A | 1984 | — | Acquired | 28573 | Direct |
| 2014-02-14 | Common Stock | F | 869 | $138.56 | Disposed | 27704 | Direct |
| 2014-02-14 | Common Stock | A | 7500 | — | Acquired | 35204 | Direct |
| 2014-02-14 | Common Stock | F | 2893 | $138.56 | Disposed | 32311 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Restricted Stock Units | $ | M | 1984 | Disposed | Common (1984) | Direct | |
| 2014-02-14 | Restricted Stock Units | $ | M | 7500 | Disposed | Common (7500) | Direct | |
| 2014-02-17 | Restricted Stock Units | $ | A | 2580 | Acquired | Common (2580) | Direct | |
| 2014-02-17 | Employee Stock Option (Right to Buy) | $138.56 | A | 8495 | Acquired | 2024-02-17 | Common (8495) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1189 | Direct |
| Common Stock | 666.647 | Indirect |
Footnotes
F1: Vesting of restricted stock unit award for the 2011 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: As of 12/15/2013, the latest date for which information is reasonably available, there are 1,189.00 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
F4: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.
F5: Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.