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WHIRLPOOL CORP /DE/ Director's Dealing 2014

Feb 20, 2014

31015_dirs_2014-02-19_1d67025f-30af-44c7-ad46-2bbbf64ed1b3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2014-02-14

Reporting Person: SZCZUPAK DAVID T (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-14 Common Stock A 1984 Acquired 28573 Direct
2014-02-14 Common Stock F 869 $138.56 Disposed 27704 Direct
2014-02-14 Common Stock A 7500 Acquired 35204 Direct
2014-02-14 Common Stock F 2893 $138.56 Disposed 32311 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-14 Restricted Stock Units $ M 1984 Disposed Common (1984) Direct
2014-02-14 Restricted Stock Units $ M 7500 Disposed Common (7500) Direct
2014-02-17 Restricted Stock Units $ A 2580 Acquired Common (2580) Direct
2014-02-17 Employee Stock Option (Right to Buy) $138.56 A 8495 Acquired 2024-02-17 Common (8495) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1189 Direct
Common Stock 666.647 Indirect

Footnotes

F1: Vesting of restricted stock unit award for the 2011 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: As of 12/15/2013, the latest date for which information is reasonably available, there are 1,189.00 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.

F4: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.

F5: Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.