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WHIRLPOOL CORP /DE/ — Director's Dealing 2014
Nov 10, 2014
31015_dirs_2014-11-10_65e50521-6e72-4a6a-8e82-92c2a949d61a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2014-11-01
Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NA)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5076 | Direct |
| Common Stock | 1398.203 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $85.45 | 2021-02-14 | Common (363) | Direct | |
| Employee Stock Option (Right to Buy) | $71.03 | 2022-02-20 | Common (1331) | Direct | |
| Employee Stock Option (Right to Buy) | $111.33 | 2023-02-18 | Common (1607) | Direct | |
| Employee Stock Option (Right to Buy) | $138.56 | 2024-02-17 | Common (3267) | Direct | |
| Restricted Stock Units | $ | Common (120) | Direct | ||
| Restricted Stock Units | $ | Common (273) | Direct | ||
| Restricted Stock Units | $ | Common (92) | Direct | ||
| Restricted Stock Units | $ | Common (5000) | Direct | ||
| Restricted Stock Units | $ | Common (326) | Direct | ||
| Restricted Stock Units | $ | Common (495) | Direct | ||
| Restricted Stock Units | $ | Common (248) | Direct | ||
| Restricted Stock Units | $ | Common (744) | Direct | ||
| Restricted Stock Units | $ | Common (10000) | Direct | ||
| Restricted Stock Units | $ | Common (248) | Direct | ||
| Restricted Stock Units | $ | Common (744) | Direct |
Footnotes
F1: The option became exercisable in three substantially equal annual installments beginning on February 14, 2012.
F2: The option became exercisable in three substantially equal annual installments beginning on February 20, 2013.
F3: The option becomes exercisable in three substantially equal annual installments, beginning on February 18, 2014.
F4: The option becomes exercisable in three substantially equal annual installments, beginning on February 17, 2015.
F5: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 20, 2015.
F6: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 20, 2015.
F7: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 20, 2015.
F8: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 20, 2016.
F9: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 18, 2015 and one-third on February 18, 2016.
F10: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 18, 2016.
F11: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 17, 2015; one-third on February 17, 2016; and one-third on February 17, 2017.
F12: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 17, 2015; one-third on February 17, 2016; and one-third on February 17, 2017.
F13: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: 50% on February 17, 2017 and 50% on February 17, 2018.
F14: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 17, 2017.
F15: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 17, 2017.