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WHIRLPOOL CORP /DE/ — Director's Dealing 2013
Apr 18, 2013
31015_dirs_2013-04-18_0b8c3621-de53-4817-bf38-243271fd46b9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2013-04-16
Reporting Person: Berrozpe Esther F (PRESIDENT, EMEA)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1557.147 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $94.47 | 2017-02-19 | Common (625) | Direct | |
| Employee Stock Option (Right to Buy) | $88.49 | 2018-02-19 | Common (213) | Direct | |
| Employee Stock Option (Right to Buy) | $85.45 | 2021-02-14 | Common (1917) | Direct | |
| Employee Stock Option (Right to Buy) | $71.03 | 2022-02-20 | Common (2679) | Direct | |
| Employee Stock Option (Right to Buy) | $111.33 | 2023-02-18 | Common (2316) | Direct | |
| Restricted Stock Units | $ | Common (310) | Direct | ||
| Restricted Stock Units | $ | Common (10000) | Direct | ||
| Restricted Stock Units | $ | Common (10000) | Direct | ||
| Restricted Stock Units | $ | Common (484) | Direct | ||
| Restricted Stock Units | $ | Common (713) | Direct |
Footnotes
F1: As of 03/15/2013, the latest date for which information is reasonably available, there are 31.147 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
F2: The option became exercisable in three substantially equal annual installments beginning on February 19, 2008.
F3: The option became exercisable in three substantially equal annual installments beginning on February 19, 2009.
F4: The option became exercisable in three substantially equal annual installments beginning on February 14, 2012.
F5: The option becomes exercisable in three substantially equal annual installments, beginning on February 20, 2013.
F6: The option becomes exercisable in three substantially equal annual installments, beginning on February 18, 2014.
F7: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 14, 2014.
F8: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: 50% on March 15, 2014 and 50% on March 15, 2016.
F9: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: 50% on February 20, 2015 and 50% on February 20, 2017.
F10: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 20, 2014 and one-third on February 20, 2015.
F11: Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 18, 2014; one-third on February 18, 2015; and one-third on February 18, 2016.