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WHIRLPOOL CORP /DE/ — Director's Dealing 2013
Sep 9, 2013
31015_dirs_2013-09-09_68ecd185-3fe7-4fd4-b557-1393dec28bc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2013-09-06
Reporting Person: Berrozpe Esther F (PRESIDENT, EMEA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-06 | Common Stock | M | 625 | $94.47 | Acquired | 2151 | Direct |
| 2013-09-06 | Common Stock | S | 625 | $132.00 | Disposed | 1526 | Direct |
| 2013-09-06 | Common Stock | M | 213 | $88.49 | Acquired | 1739 | Direct |
| 2013-09-06 | Common Stock | S | 213 | $132.00 | Disposed | 1526 | Direct |
| 2013-09-06 | Common Stock | M | 1285 | $85.45 | Acquired | 2811 | Direct |
| 2013-09-06 | Common Stock | S | 1285 | $132.00 | Disposed | 1526 | Direct |
| 2013-09-06 | Common Stock | M | 911 | $71.03 | Acquired | 2437 | Direct |
| 2013-09-06 | Common Stock | S | 911 | $132.00 | Disposed | 1526 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-06 | Employee Stock Options (Right to Buy) | $94.47 | M | 625 | Disposed | 2017-02-19 | Common (625) | Direct |
| 2013-09-06 | Employee Stock Options (Right to Buy) | $88.49 | M | 213 | Disposed | 2018-02-19 | Common (213) | Direct |
| 2013-09-06 | Employee Stock Options (Right to Buy) | $85.45 | M | 1285 | Disposed | 2021-02-14 | Common (1285) | Direct |
| 2013-09-06 | Employee Stock Options (Right to Buy) | $71.03 | M | 911 | Disposed | 2022-02-20 | Common (911) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 38.011 | Direct |
Footnotes
F1: As of 06/15/2013, the latest date for which information is reasonably available, there are 38.011 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
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