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WHIRLPOOL CORP /DE/ Director's Dealing 2013

Oct 30, 2013

31015_dirs_2013-10-30_13fd41bd-3a54-479d-bd61-396973a6766b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2013-10-28

Reporting Person: FETTIG JEFF M (Director, CHAIRMAN AND CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-28 Common Stock M 37106 $72.94 Acquired 37106 Direct
2013-10-28 Common Stock S 37106 $146.278 Disposed 0 Direct
2013-10-29 Common Stock M 2894 $72.94 Acquired 2894 Direct
2013-10-29 Common Stock S 2894 $146.173 Disposed 0 Direct
2013-09-26 Common Stock G 275 Disposed 111199 Indirect
2013-10-29 Common Stock G 191 Disposed 111008 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-28 Employee Stock Option (Right to Buy) $72.94 M 37106 Disposed 2014-02-16 Common (37106) Direct
2013-10-29 Employee Stock Options (Right to Buy) $72.94 M 2894 Disposed 2014-02-16 Common (2894) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 100371 Indirect
Common Stock 62124 Indirect
Common Stock 4285.703 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.00 to $146.56, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.02 to $146.25, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: These shares were contributed to a grantor retained annuity trust on 03/19/12.