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WH Group Limited — Capital/Financing Update 2014
Apr 15, 2014
49096_rns_2014-04-15_9ca64776-cc1a-4047-a9ed-df1db47093de.pdf
Capital/Financing Update
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Please use this form if you want the Hong Kong Public Offering Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲 發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央 結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 This Application Form uses the same terms as defined in the Prospectus of WH Group Limited (the “Company”) dated Staple your April 15, 2014 (the “Prospectus”). 本申請表格使用萬洲國際有限公司(「本公司」)於二零一四年四月十五日刊發的招 股章程(「 招股章程」)所 payment 界定的相同詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitati on of an offer to buy any Hong 請將股款 Kong Public Offering Shares in any jurisdiction other than Hong Kong. The Hong Kong Public Offering Shares may not be offered or sold in the United States without registration or an exemption from registra tion under the U.S. Securities A ct. 緊釘在此 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或 游說要約購買任何香港公開發 售 股份。若無根據美國證券法登記或豁免登記,香港公開發售股份 不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區 內概不得發送或派發或複製(不論方式,亦 不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents spe cified in the “Documents Delivered to the Registr ar of Companies and Available for Inspection” section in Appendix V to the Prospectu s, have been registered by the Registrar of Comp anies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), H ong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Future s Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these d ocuments. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註 冊處處長及備查文件」一節所述的其他文件均 已送呈香港公 司註冊處處長辦理登記。香港交易及結算所有限公司、香港 聯合交易所有限公司(「聯交所」)、香港中 央結算有限公司 (「香港結算」)、香港證券及期貨事務監察委員會(「證監會」) 及香港公司註冊處處長對此等文件的內 容概不負責。 WH Group Limited 萬洲國際有限公司 ( Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 288 股份代號: 288 Maximum Offer Price : HK$11.25 per Hong Kong Public Offering Share, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價:每股香港公開發售股份11.25港元,另加1%經紀佣 金、0.003%證監會交易徵費及0.005%聯交所交易費 (股款須於申請時以港元繳足,多收款項可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: WH Group Limited 致:萬洲國際有限公司 Th e Joint Global Coordin ators 聯席全球協調人 The Hong Kong Under writers 香港承銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程的條款及 procedures in this Application Form and the 條件以及申請程序。請參閱本申請表格「填交本 Prospectus. Please refer to the “Effect of completing 申請表格的效用」一節。 and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
警告:任何人士只限作出一次為其利益而進行的 。 一 認購申請 請參閱「填交本申請表格的效用」 節 最後四點。
Please use this form if you want the Hong Kong Public Offering Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲 發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央 結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀
Broker No. 經紀號碼 Broker’s Chop 經紀印章 .................................................................................. Date 日期: ................ / ................ / ................ D 日 M 月 Y 年 Number of Hong Kong Public Offering Shares applied for (not more than 91,374,500 shares) 申請香港公開發售股份數目(不超過91,374,500股股份) Cheque/banker’s cashie r order number 支票╱銀行本票號碼 Name of bank on which cheque/banker’s cashier order is drawn Total amount 總額 (see “How to make your application ~~”~~ section) 兌現支票╱銀 行 本票的 銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) ~~名字~~ Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No.* (P l ea se delete as appropriate) 香港身份證號碼 ╱護照號碼╱香港商業 登記號碼 (請刪除不適用者) Names of all other joint applicants in Englis h (if any) Hong Kong Identi ty Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱ 名稱(如有) Registration N o. of all other joint applicants (Please delete as appropriate)所 有其他聯名申請人的香港身份證號碼╱護照號碼╱ 1) 香港商業登 記號碼 (請刪除不適用者) 1) 2) 2) 3) 3) Hong Kong addres s in English and telephone number (joint applic ants should give the address and the telephone number of the first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名 申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 F or Nominees: You will be treated as applying f or your own benefit THIS BOX MUST BE DULY COMPLETED if y ou do not complete this section. Please prov ide an account number 必須填妥此欄 or ide ntification code for each (joint) benefi cial owner. 由代名人遞 交:代 名人若不填寫本節,是項認購 申請將視作為 閣下利益 Participant I.D. of the CCASS Investor Participant or designated 提出。請 填寫每名(聯名)實益擁 有人的賬戶號碼或識別編 CCASS Participant 中央結算系統投資者戶口持有人或指定的中央 碼。 結算系統參與者的參與者編號 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong For designated CCASS Participant or Corporate CCASS Investor Kong in BLOCK letters 請用 正楷 填寫 姓名╱名稱 及香港 地址* )
For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系統公司投資者戶口持有 人,請加蓋顯示公司名稱的公司印鑑
(See paragraph 2 in the section “How to make your application”) (請參 閱「申請手續」一節第 2 段)
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Public Offering Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲 發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央 結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 * (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this applica tion, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身 份證號碼(如屬個別人 士) 或香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第2 段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Ho ng Kong Identity Card, please provide yo ur passport number. For a body corporate, please provide your Ho ng Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外 的指定中央結算系統參與者提出申請 :如屬 個別人士,必須填寫 閣下的香港身份證號碼或 護照號碼(持有香港身份證者請填寫 香港身份證 號碼,否則請填寫護照號碼);如屬法人團體, 請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passpo rt number of you or, for joint appli cants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used fo r checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of yo ur Hong Kong Identity Card number /passport number before you can cash your refund cheque. 日後如需退回申請股款,退款 支票(如有)上或會印有 閣下或(如 屬聯名申請人)排名首位申請 人的香港身份證號碼╱護照 號碼的一部分。有關資料將用於核 實申請表格的有效性,亦會轉交 第三方作資料核實和退 款。銀行兌現退款支票前或會要求查 證 閣下的香港身份證號碼╱護照 號碼。 (4) If an application is made by an unlisted company and: • the princip al business of that company is dealing in s ecurities; and • you exe rcise statutory control over that company , then the a pplication will be treated as being made f or your benefit. 倘若 申請人是一家非上市公司,而: ‧ 該公司主要業務為證券買賣;及 ‧ 閣下對該公司可行使法定控制 權, 是項申請將視作為 閣下的利 益提出。 (5) All joint applicants must give ( if they are individuals) their Hong Kong Identity Card numbers or, where applicable, pass port numbers, or (if th ey are bodies corporate) their Hong Kong Business Registration numbers. 所有聯 名申請人必須 提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人 團體)其香 港商業 登記號碼。
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Please use this form if you want the Hong Kong Public Offering Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
| 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 500 Hong Kong Public Offering Shares and in one of the numbers set out in the table, or your application willbe rejected. (1) Maximum number of Hong Kong Public Offering Shares you may apply for. 2. You, as the applicant(s),must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applyingthrough a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse theform with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you areapplying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number. • your participant I.D. must be inserted inthe appropriate box. If you are applying as a joint individual CCASS Investor Participant: ~~•~~ the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; ~~•~~ your participant I.D. must be inserted in the appropriate box. Ifyou are applying as a corporate CCASS Investor Participant: • the form must containyour company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. 7,000,000 79,543,800.00 8,000,000 90,907,200.00 9,000,000 102,270,600.00 10,000,000 113,634,000.00 20,000,000 227,268,000.00 30,000,000 340,902,000.00 40,000,000 454,536,000.00 50,000,000 568,170,000.00 60,000,000 681,804,000.00 70,000,000 795,438,000.00 80,000,000 909,072,000.00 91,374,500 (1) 1,038,324,993.30 NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable Public Offering on application Public Offering on application Public Offering on application Public Offering on application Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ 500 5,681.70 1,000 11,363.40 1,500 17,045.10 2,000 22,726.81 2,500 28,408.50 3,000 34,090.20 3,500 39,771.90 4,000 45,453.60 4,500 51,135.30 5,000 56,817.00 6,000 68,180.41 7,000 79,543.80 8,000 90,907.20 9,000 102,270.60 10,000 113,634.01 15,000 170,451.00 20,000 227,268.00 25,000 284,085.00 30,000 340,902.01 35,000 397,719.00 40,000 454,536.00 45,000 511,353.00 50,000 568,170.01 60,000 681,804.00 70,000 795,438.01 80,000 909,072.00 90,000 1,022,706.01 100,000 1,136,340.00 200,000 2,272,680.00 300,000 3,409,020.00 400,000 4,545,360.00 500,000 5,681,700.00 600,000 6,818,040.00 700,000 7,954,380.00 800,000 9,090,720.00 900,000 10,227,060.00 1,000,000 11,363,400.00 2,000,000 22,726,800.00 3,000,000 34,090,200.00 4,000,000 45,453,600.00 5,000,000 56,817,000.00 6,000,000 68,180,400.00 Sample 樣版 |
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 500 Hong Kong Public Offering Shares and in one of the numbers set out in the table, or your application willbe rejected. (1) Maximum number of Hong Kong Public Offering Shares you may apply for. 2. You, as the applicant(s),must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applyingthrough a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse theform with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you areapplying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number. • your participant I.D. must be inserted inthe appropriate box. If you are applying as a joint individual CCASS Investor Participant: ~~•~~ the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; ~~•~~ your participant I.D. must be inserted in the appropriate box. Ifyou are applying as a corporate CCASS Investor Participant: • the form must containyour company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. 7,000,000 79,543,800.00 8,000,000 90,907,200.00 9,000,000 102,270,600.00 10,000,000 113,634,000.00 20,000,000 227,268,000.00 30,000,000 340,902,000.00 40,000,000 454,536,000.00 50,000,000 568,170,000.00 60,000,000 681,804,000.00 70,000,000 795,438,000.00 80,000,000 909,072,000.00 91,374,500 (1) 1,038,324,993.30 NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable Public Offering on application Public Offering on application Public Offering on application Public Offering on application Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ 500 5,681.70 1,000 11,363.40 1,500 17,045.10 2,000 22,726.81 2,500 28,408.50 3,000 34,090.20 3,500 39,771.90 4,000 45,453.60 4,500 51,135.30 5,000 56,817.00 6,000 68,180.41 7,000 79,543.80 8,000 90,907.20 9,000 102,270.60 10,000 113,634.01 15,000 170,451.00 20,000 227,268.00 25,000 284,085.00 30,000 340,902.01 35,000 397,719.00 40,000 454,536.00 45,000 511,353.00 50,000 568,170.01 60,000 681,804.00 70,000 795,438.01 80,000 909,072.00 90,000 1,022,706.01 100,000 1,136,340.00 200,000 2,272,680.00 300,000 3,409,020.00 400,000 4,545,360.00 500,000 5,681,700.00 600,000 6,818,040.00 700,000 7,954,380.00 800,000 9,090,720.00 900,000 10,227,060.00 1,000,000 11,363,400.00 2,000,000 22,726,800.00 3,000,000 34,090,200.00 4,000,000 45,453,600.00 5,000,000 56,817,000.00 6,000,000 68,180,400.00 Sample 樣版 |
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 500 Hong Kong Public Offering Shares and in one of the numbers set out in the table, or your application willbe rejected. (1) Maximum number of Hong Kong Public Offering Shares you may apply for. 2. You, as the applicant(s),must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applyingthrough a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse theform with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you areapplying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number. • your participant I.D. must be inserted inthe appropriate box. If you are applying as a joint individual CCASS Investor Participant: ~~•~~ the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; ~~•~~ your participant I.D. must be inserted in the appropriate box. Ifyou are applying as a corporate CCASS Investor Participant: • the form must containyour company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. 7,000,000 79,543,800.00 8,000,000 90,907,200.00 9,000,000 102,270,600.00 10,000,000 113,634,000.00 20,000,000 227,268,000.00 30,000,000 340,902,000.00 40,000,000 454,536,000.00 50,000,000 568,170,000.00 60,000,000 681,804,000.00 70,000,000 795,438,000.00 80,000,000 909,072,000.00 91,374,500 (1) 1,038,324,993.30 NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable Public Offering on application Public Offering on application Public Offering on application Public Offering on application Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ 500 5,681.70 1,000 11,363.40 1,500 17,045.10 2,000 22,726.81 2,500 28,408.50 3,000 34,090.20 3,500 39,771.90 4,000 45,453.60 4,500 51,135.30 5,000 56,817.00 6,000 68,180.41 7,000 79,543.80 8,000 90,907.20 9,000 102,270.60 10,000 113,634.01 15,000 170,451.00 20,000 227,268.00 25,000 284,085.00 30,000 340,902.01 35,000 397,719.00 40,000 454,536.00 45,000 511,353.00 50,000 568,170.01 60,000 681,804.00 70,000 795,438.01 80,000 909,072.00 90,000 1,022,706.01 100,000 1,136,340.00 200,000 2,272,680.00 300,000 3,409,020.00 400,000 4,545,360.00 500,000 5,681,700.00 600,000 6,818,040.00 700,000 7,954,380.00 800,000 9,090,720.00 900,000 10,227,060.00 1,000,000 11,363,400.00 2,000,000 22,726,800.00 3,000,000 34,090,200.00 4,000,000 45,453,600.00 5,000,000 56,817,000.00 6,000,000 68,180,400.00 Sample 樣版 |
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 500 Hong Kong Public Offering Shares and in one of the numbers set out in the table, or your application willbe rejected. (1) Maximum number of Hong Kong Public Offering Shares you may apply for. 2. You, as the applicant(s),must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applyingthrough a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse theform with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you areapplying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number. • your participant I.D. must be inserted inthe appropriate box. If you are applying as a joint individual CCASS Investor Participant: ~~•~~ the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; ~~•~~ your participant I.D. must be inserted in the appropriate box. Ifyou are applying as a corporate CCASS Investor Participant: • the form must containyour company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. 7,000,000 79,543,800.00 8,000,000 90,907,200.00 9,000,000 102,270,600.00 10,000,000 113,634,000.00 20,000,000 227,268,000.00 30,000,000 340,902,000.00 40,000,000 454,536,000.00 50,000,000 568,170,000.00 60,000,000 681,804,000.00 70,000,000 795,438,000.00 80,000,000 909,072,000.00 91,374,500 (1) 1,038,324,993.30 NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable Public Offering on application Public Offering on application Public Offering on application Public Offering on application Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ 500 5,681.70 1,000 11,363.40 1,500 17,045.10 2,000 22,726.81 2,500 28,408.50 3,000 34,090.20 3,500 39,771.90 4,000 45,453.60 4,500 51,135.30 5,000 56,817.00 6,000 68,180.41 7,000 79,543.80 8,000 90,907.20 9,000 102,270.60 10,000 113,634.01 15,000 170,451.00 20,000 227,268.00 25,000 284,085.00 30,000 340,902.01 35,000 397,719.00 40,000 454,536.00 45,000 511,353.00 50,000 568,170.01 60,000 681,804.00 70,000 795,438.01 80,000 909,072.00 90,000 1,022,706.01 100,000 1,136,340.00 200,000 2,272,680.00 300,000 3,409,020.00 400,000 4,545,360.00 500,000 5,681,700.00 600,000 6,818,040.00 700,000 7,954,380.00 800,000 9,090,720.00 900,000 10,227,060.00 1,000,000 11,363,400.00 2,000,000 22,726,800.00 3,000,000 34,090,200.00 4,000,000 45,453,600.00 5,000,000 56,817,000.00 6,000,000 68,180,400.00 Sample 樣版 |
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 500 Hong Kong Public Offering Shares and in one of the numbers set out in the table, or your application willbe rejected. (1) Maximum number of Hong Kong Public Offering Shares you may apply for. 2. You, as the applicant(s),must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applyingthrough a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse theform with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you areapplying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number. • your participant I.D. must be inserted inthe appropriate box. If you are applying as a joint individual CCASS Investor Participant: ~~•~~ the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; ~~•~~ your participant I.D. must be inserted in the appropriate box. Ifyou are applying as a corporate CCASS Investor Participant: • the form must containyour company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. 7,000,000 79,543,800.00 8,000,000 90,907,200.00 9,000,000 102,270,600.00 10,000,000 113,634,000.00 20,000,000 227,268,000.00 30,000,000 340,902,000.00 40,000,000 454,536,000.00 50,000,000 568,170,000.00 60,000,000 681,804,000.00 70,000,000 795,438,000.00 80,000,000 909,072,000.00 91,374,500 (1) 1,038,324,993.30 NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable Public Offering on application Public Offering on application Public Offering on application Public Offering on application Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ 500 5,681.70 1,000 11,363.40 1,500 17,045.10 2,000 22,726.81 2,500 28,408.50 3,000 34,090.20 3,500 39,771.90 4,000 45,453.60 4,500 51,135.30 5,000 56,817.00 6,000 68,180.41 7,000 79,543.80 8,000 90,907.20 9,000 102,270.60 10,000 113,634.01 15,000 170,451.00 20,000 227,268.00 25,000 284,085.00 30,000 340,902.01 35,000 397,719.00 40,000 454,536.00 45,000 511,353.00 50,000 568,170.01 60,000 681,804.00 70,000 795,438.01 80,000 909,072.00 90,000 1,022,706.01 100,000 1,136,340.00 200,000 2,272,680.00 300,000 3,409,020.00 400,000 4,545,360.00 500,000 5,681,700.00 600,000 6,818,040.00 700,000 7,954,380.00 800,000 9,090,720.00 900,000 10,227,060.00 1,000,000 11,363,400.00 2,000,000 22,726,800.00 3,000,000 34,090,200.00 4,000,000 45,453,600.00 5,000,000 56,817,000.00 6,000,000 68,180,400.00 Sample 樣版 |
|---|---|---|---|---|
| Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing | ||||
| its company name or other similar matters may render your application invalid. |
- Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Public Offering Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
Please use this form if you want the Hong Kong Public Offering Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ Bank of China (Hong Kong) Nominees Limited – WH Group Public Offer ”; • be crossed “Account Payee Only”; • • be drawn on your Hong Kong dollar bank account in be issued by a licen sed bank in Hong Kong, and Hong Kong; and have your name certified on the back by a person • show your account name, which must either be preauthorised by the bank. The name on the banker’s printed on the cheque, or be endorsed on the back by cashier ord er must correspond with your name. If it a person authorised by the bank. This account name is a join t application, the name on the back of the must correspond with your name. If it is a joint banke r ’ s cashier order must be the same as the fi rstapplication, the account name must be the same as na med applicant’s name. the first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge yo ur completed Application Form (with cheq ue or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of China (Hong Kong) Limited Branch Name Address Hong Kong Island Bank of China Tower Bran ch 3/F, 1 Garden Road Sheung Wan Branch 252 Des Voeux Road Central Kowloon Telford Gardens Bra nch Shop P2 Telford Gardens, Kowloon Bay Whampoa Garde n Branch Shop G8B, Site 1 , Whampoa Garden, Hung Hom New Territories Lucky Plaza Branch Lucky Plaza, W ang Pok Street, Sha Tin Castle Pea k Road (Yuen Long) Branch 162 Castle P eak Road, Yuen Long DBS Bank (Hong Kong) Limited Branch Name Address Hong Kong Island Head Office G/F, The Center, 99 Queen’s Road Central Hennessy Road Branch G/F, 427-429 Hennessy Road, Causeway Bay Kowloon Nathan Road Branch G/F, Wofoo Commercial Building, 574-576 Nathan Road, Mongkok Hoi Yuen Road Branch Unit 2, G/F, Hewlett Centre, 54 Hoi Yuen Road, Kwun Tong New Territories Yuen Long Branch G/F, 1-5 Tai Tong Road, Yuen Long Shatin Plaza Bran ch Shop 47-48, Level 1, Shatin Plaza, No. 21-27 Sha Tin Centre Street, Shatin Industrial and Commercial Bank of China (Asia) Limited Branch Name Address Hong K ong Island Ce ntral Branch 1/F, 9 Queen’s Road Central Causeway Bay Branch Shop A, G/F, Jardine Center, 50 Jardine’s Bazaar, Causeway Bay Kowloon Mei Foo Branch Shop N95A, 1/F, Mount Sterling Mall, Mei Foo Sun Chuen Kwun Tong Branch Shop 5 & 6, 1/F, Crocodile Center, 79 Hoi Yuen Road, Kwun Tong New Territories Kwai Fong Branch C63A-C66, 2/F, Kwai Chung Plaza, Kwai Fong Tseung Kwan O Branch Shop Nos. 2011-2012, Level 2, Metro City, Plaza II, 8 Yan King Road, Tseung Kwan O
Please use this form if you want the Hong Kong Public Offering Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant Standard Chartered Bank (Hong Kong) Limited Branch Name Address Hong Kong Island 88 Des Voeux Road Branch 88 Des Voeux Road Central, Cent ral Hennessy Road Branch 399 Hennessy Road, Wanchai Kowloon Kwun Tong Hoi Yuen Road G/F, Fook Cheong Buildi ng, No. 63 Hoi Yuen Road , Kwun Tong Lok Fu Shopping Centre Branch Shop G201, G/F, L ok Fu Shopping Centre New Territories Metroplaza Branch Shop No. 175 - 176, Level 1, Metroplaza, 223 Hing Fong Road, Kwai Chung Tseung Kwan O Branch Shop G3 7-40, G/F, Hau Tak Shopping Centre East W ing, Ha u Tak Estate, Tseung Kwan O Wing Lung Bank Limited Branch Name Address Hong Kong Island Head Office 45 Des Voeux Road Central North Point Branch 361 King’s Road Kowloon Mongkok Branch B/F Wing Lung Bank Cen tre, 636 Nathan Road Tsim Sha Tsui Branch 4 Carnarvon Road New Territories Shatin Plaza Branc h 21 Shatin Centre Street Tsuen Wan Bra nch 251 Sha Tsui Road 5. Your Application Form can be lodged at these times: Tuesday, April 15, 2014 ~~—~~ 9:00 a.m. to 5:00 p.m. ~~—~~ Wednesday, April 16, 2014 9:00 a.m. to 5:00 p.m. — Thursday, April 17, 2014 9:00 a.m. to 5:00 p.m. Tuesday, April 22, 2014 ~~—~~ 9:00 a.m. to 12:00 noon 6. The latest ti me for lodging your application is 12:00 no on on Tuesday, April 22, 2014. The application lists will be open bet ween 11:45 a.m. and 12:00 noon on that d ay, subject only to the weather conditions, as described in “10. Effect of Bad Weather on the Opening of the A pplication Lists” in the “How to Apply for the Hong Kong Public Of fering Shares ~~”~~ section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶 口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
| 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港公開發售股份,並 為下表所列的其中一個數目,否則不受理。 (1) 閣下可申請認購的香港公開發售股份最高數目。 可供申請認購股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港公開發售 應繳款項 香港公開發售 應繳款項 香港公開發售 應繳款項 香港公開發售 應繳款項 股份數目 港元 股份數目 港元 股份數目 港元 股份數目 港元 500 5,681.70 1,000 11,363.40 1,500 17,045.10 2,000 22,726.81 2,500 28,408.50 3,000 34,090.20 3,500 39,771.90 4,000 45,453.60 4,500 51,135.30 5,000 56,817.00 6,000 68,180.41 7,000 79,543.80 8,000 90,907.20 9,000 102,270.60 10,000 113,634.01 15,000 170,451.00 20,000 227,268.00 25,000 284,085.00 30,000 340,902.01 35,000 397,719.00 40,000 454,536.00 45,000 511,353.00 50,000 568,170.01 60,000 681,804.00 70,000 795,438.01 80,000 909,072.00 90,000 1,022,706.01 100,000 1,136,340.00 200,000 2,272,680.00 300,000 3,409,020.00 400,000 4,545,360.00 500,000 5,681,700.00 600,000 6,818,040.00 700,000 7,954,380.00 800,000 9,090,720.00 900,000 10,227,060.00 1,000,000 11,363,400.00 2,000,000 22,726,800.00 3,000,000 34,090,200.00 4,000,000 45,453,600.00 5,000,000 56,817,000.00 6,000,000 68,180,400.00 7,000,000 79,543,800.00 8,000,000 90,907,200.00 9,000,000 102,270,600.00 10,000,000 113,634,000.00 20,000,000 227,268,000.00 30,000,000 340,902,000.00 40,000,000 454,536,000.00 50,000,000 568,170,000.00 60,000,000 681,804,000.00 70,000,000 795,438,000.00 80,000,000 909,072,000.00 91,374,500 (1) 1,038,324,993.30 le 樣版 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港公開發售股份,並 為下表所列的其中一個數目,否則不受理。 (1) 閣下可申請認購的香港公開發售股份最高數目。 可供申請認購股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港公開發售 應繳款項 香港公開發售 應繳款項 香港公開發售 應繳款項 香港公開發售 應繳款項 股份數目 港元 股份數目 港元 股份數目 港元 股份數目 港元 500 5,681.70 1,000 11,363.40 1,500 17,045.10 2,000 22,726.81 2,500 28,408.50 3,000 34,090.20 3,500 39,771.90 4,000 45,453.60 4,500 51,135.30 5,000 56,817.00 6,000 68,180.41 7,000 79,543.80 8,000 90,907.20 9,000 102,270.60 10,000 113,634.01 15,000 170,451.00 20,000 227,268.00 25,000 284,085.00 30,000 340,902.01 35,000 397,719.00 40,000 454,536.00 45,000 511,353.00 50,000 568,170.01 60,000 681,804.00 70,000 795,438.01 80,000 909,072.00 90,000 1,022,706.01 100,000 1,136,340.00 200,000 2,272,680.00 300,000 3,409,020.00 400,000 4,545,360.00 500,000 5,681,700.00 600,000 6,818,040.00 700,000 7,954,380.00 800,000 9,090,720.00 900,000 10,227,060.00 1,000,000 11,363,400.00 2,000,000 22,726,800.00 3,000,000 34,090,200.00 4,000,000 45,453,600.00 5,000,000 56,817,000.00 6,000,000 68,180,400.00 7,000,000 79,543,800.00 8,000,000 90,907,200.00 9,000,000 102,270,600.00 10,000,000 113,634,000.00 20,000,000 227,268,000.00 30,000,000 340,902,000.00 40,000,000 454,536,000.00 50,000,000 568,170,000.00 60,000,000 681,804,000.00 70,000,000 795,438,000.00 80,000,000 909,072,000.00 91,374,500 (1) 1,038,324,993.30 le 樣版 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為500股香港公開發售股份,並 為下表所列的其中一個數目,否則不受理。 (1) 閣下可申請認購的香港公開發售股份最高數目。 可供申請認購股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港公開發售 應繳款項 香港公開發售 應繳款項 香港公開發售 應繳款項 香港公開發售 應繳款項 股份數目 港元 股份數目 港元 股份數目 港元 股份數目 港元 500 5,681.70 1,000 11,363.40 1,500 17,045.10 2,000 22,726.81 2,500 28,408.50 3,000 34,090.20 3,500 39,771.90 4,000 45,453.60 4,500 51,135.30 5,000 56,817.00 6,000 68,180.41 7,000 79,543.80 8,000 90,907.20 9,000 102,270.60 10,000 113,634.01 15,000 170,451.00 20,000 227,268.00 25,000 284,085.00 30,000 340,902.01 35,000 397,719.00 40,000 454,536.00 45,000 511,353.00 50,000 568,170.01 60,000 681,804.00 70,000 795,438.01 80,000 909,072.00 90,000 1,022,706.01 100,000 1,136,340.00 200,000 2,272,680.00 300,000 3,409,020.00 400,000 4,545,360.00 500,000 5,681,700.00 600,000 6,818,040.00 700,000 7,954,380.00 800,000 9,090,720.00 900,000 10,227,060.00 1,000,000 11,363,400.00 2,000,000 22,726,800.00 3,000,000 34,090,200.00 4,000,000 45,453,600.00 5,000,000 56,817,000.00 6,000,000 68,180,400.00 7,000,000 79,543,800.00 8,000,000 90,907,200.00 9,000,000 102,270,600.00 10,000,000 113,634,000.00 20,000,000 227,268,000.00 30,000,000 340,902,000.00 40,000,000 454,536,000.00 50,000,000 568,170,000.00 60,000,000 681,804,000.00 70,000,000 795,438,000.00 80,000,000 909,072,000.00 91,374,500 (1) 1,038,324,993.30 le 樣版 |
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| 閣下作為申請人必須按照下列指示以英文填妥表格並於申請表格次頁簽署只接納 |
筆簽 |
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(1) 閣下可申請認購的香港公開發售 股份最高數目。 2. 閣下作為申請人,必須 按照下列指示以英文填妥表格,並 於申請表格次頁簽署,只接納親筆簽 名(不得以個人印章 代替)。 如 閣下透過中 央結算系統投資者戶口持有人以外 的指定中央結算系統參與者提出申請: ‧ 該指定中 央結算系統參與者必須於表格蓋上 公司印鑑(附有公司名稱),並在適當方格內填 寫參 與者編號。
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如 閣下以個人中央結算系統投資者戶口 持有人名義提出申請: ‧ 表格須載有 閣下的姓名和香港身 份證號碼。
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‧ 須在適當方格內填寫 閣下的 參與者編號。
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如 閣下以聯名個人中央結算系 統投資者戶口持有人名義提出申請: ‧ 表格須載有所有聯名投 資者戶口持有人的 姓名 和香港身份證號碼;
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‧ 須在適當方格內填寫 閣下的參與者編號。
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如 閣下以公司中央 結算系統投資者戶口持有人名義提出申請: ‧ 表格 須載有 閣下的公司 名稱 和香港商業登記號碼;
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‧ 須在適 當方 格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。
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中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項 如有不確或遺漏,均可能導致申請無效。
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如 閣下透過中 央結算系統投資者戶口持有人以外 的指定中央結算系統參與者提出申請: ‧ 該指定中 央結算系統參與者必須於表格蓋上 公司印鑑(附有公司名稱),並在適當方格內填 寫參 與者編號。
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閣下須將支票或銀行本票釘於表格上。每份香港公開發售股份申請須附一張獨立開出支票或一 張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請將不獲接 納:
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶 口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
銀行本票必須:
支票必須: 銀行本票必須: ‧ 為港元; ‧ 不得為期票; ‧ 註明抬頭人為「 中國銀行(香港)代理人有限公司-萬洲國際公開發售 」; ‧ 劃線註明「只准入抬頭人賬戶」; ‧ 從 閣下在香港的港元銀行賬戶中開出;及 ‧ 須由香港持牌銀 行開出,並由有關銀行授權 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須 的人士在銀行 本票背面簽署核證 閣下姓名╱ 已預印在支票上,或由有關銀行授權的人士 名稱。銀行 本票所示姓名/名稱必須與 閣下 在支票背書。賬戶名稱必須與 閣下姓名╱ 姓名╱ 名稱相同。如屬聯名申請,銀行本票 名稱相同。如屬聯名申請,該賬戶名稱必須 背面 所示姓名╱名稱必須與排名首位申請 人 與排名首位申請人的姓名╱名稱相同。 的 姓名╱名稱相同。 4. 請撕下申請表格,對摺一次,然後將填妥的申 請表格(連同支票或銀行本票)投入下 列任何一家 分行特設的收集箱: 中國銀行(香港)有限公司 分行名稱 地址 港島區 中銀大廈分行 花園道1號3樓 上環分行 德輔道中252號 九龍區 德福花 園分行 九龍灣德福花 園商場P2號 黃埔 花園分行 紅磡黃埔花園 第一期商場G8B號 新界區 好運中心分行 沙田橫壆 街好運中心 元朗青山道分行 元朗青 山公路162號 星展銀行(香港)有限公司 分行名稱 地址 港島區 總行 中環皇后大道中99號中環中心地下 軒尼詩道分行 銅鑼灣軒尼詩道427-429號地下 九 龍區 彌敦道分行 旺角彌敦道574-576號和富商業大廈地下 開源道分行 觀塘開源道54號豐利中心地下2號室 新界區 元朗分行 元朗大棠道1-5號地下 沙田 廣場分行 沙田正街21-27號沙田廣場地下47-48號舖 中國工商銀行(亞洲)有限公司 分行名稱 地址 港島區 中環分行 皇后大道中9號1字樓 銅鑼灣分行 銅鑼灣渣甸街50號渣甸中心地下A舖 九龍區 美孚分行 美孚新村萬事達廣場一樓N95A舖 觀塘分行 觀塘開源道79號鱷魚恤中心一樓5號和6號舖 新界區 葵芳分行 葵芳葵涌廣場二字樓C63A-C66號舖 將軍澳分行 將軍澳欣景路8號新都城中心2期商場 2樓2011-2012號舖
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶 口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 渣打銀行(香港)有限公司 分行名稱 地址 港島區 88德輔道中分行 中環德輔道中88號 軒尼詩道分行 灣仔軒尼詩道399號 九龍區 觀塘開源道分行 觀塘開源道63號福 昌大廈地下 樂富中心分行 樂富中心商場 地下G201號舖 新界區 新都會廣場分行 葵涌興芳 道223號新都會廣場1樓175-176號舖 將軍澳分行 將軍澳 厚德擥厚德商場東翼地下G37-40號舖 永隆銀行有限公司 分行名稱 地址 港島區 總行 德輔道中45號 北角分行 英皇道361號 九龍區 旺角分行 彌敦道636號永隆銀行中 心地庫 尖沙咀分行 加拿分道4號 新界區 沙田廣場分 行 沙田正街21號 荃灣分 行 沙咀道251號 5. 閣下可於下列時間遞交申請 表格: 二零一四年四月十五日(星期二)-上午九時正至下午五時正 二零一四年四月十六日(星期三)-上午九時正至下午五時正 二零一四年四月十七日(星期四)-上午九時正至下午五時正 二零一四年四月二十二日(星期二)-上午九時正至中午十二時正 6. 截止遞交 申請的時間為二零一四年四月二十二 日(星期二)中午十二時正。本公司將於當日上午 十一時 四十五分至中午十二時正期間登記認 購申請,唯一會影響此時間的變化因素為當日的天 氣情 況(詳見招股章程「如何申請香港公 開發售股份」一節「10. 惡劣天氣對辦理申請登記的影 響 」)。
Please use this form if you want the Hong Kong Public Offering Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
WH Group Limited 萬洲國際有限公司 (Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING Conditions of your application in making your app lication and will not rely on any other information or representations except those in any supplement to the Prospectus; A. Who can apply • confirm that you are aware of the restrictions on the Global Offering in 1. You and any person(s) for whose benefit you are applying must be the Prosp ectus; 18 years of age or older and must have a Hong Kong address. • agree that none of the Company, the Joint Global Coordinators, the Joint 2. If you are a firm, the application must be in the individual members’ Sp onsors, the Joint Bookrunners, the Joint Lead Ma nagers, the names. Underwriters, their respective directors, officers, empl oyees, partners, 3. The number of joint applicants may not exceed 4. agents, advisers and any other parties involved in the Global Offering is 4. If you are a body corporate, the application must be signed by a or will be liable for any information and repre sentations not in the duly authorised officer, who must state his or her representative Prospectus (and any supplement to it); capacity, and stamped with your corporation’s chop. • undertake and confirm that you or the per son(s) for whose benefit you 5. You must be outside the United States, not be a U.S. Person (as have made the application have not app lied for or taken up, or indicated defined in Regulation S under the U.S. Securities Act) and not be a an interest for, and will not apply for or take up, or indicate an interest for, legal or natural person of the PRC. any International Offering Share s under the International Offering nor 6. Unless permitted by the Listing Rules, you cannot apply f or any participated in the Internation al Offering; Hong Kong Public Offering Shares if you:• are an existing beneficial owner of Shares in t he Company • agree to disclose to the C ompany, the Hong Kong Share Registrar, receiving banks, the Jo int Global Coordinators, the Joint Sponsors, the and/or any of its subsidiaries; • are a Director or chief executive offic er of the Company Joint Bookrunners, th e Joint Lead Managers, the Underwriters and/or their respective advisers and agents any personal data which they may require and/or any of its subsidiaries; • are a connected person (as defin ed in the Listing Rules) of about you and the person(s) for whose benefit you have made the application;
- are a connected person (as defin ed in the Listing Rules) of the Company or will becom e a connected person of the Company immediately u pon completion of the Global Offering;
if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Com pany, the Joint Global Coordinators, the Joint Sponsors, the Joint Boo krunners, the Joint Lead Managers and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;
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are an associate (as defined in the Listing Rules) of any of the above; or
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have been al located or have applied for or indicated an interest i n any International Offering Shares or otherwise partici pate in the International Offering.
B. If you are a nominee
agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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You, as a nomine e, may make more than one application for the Hong K ong Public Offering Shares by: (i) giving electronic instructions to HKSCC via Central • Clearing an d Settlement System (“CCASS”) (if you are a CCASS P articipant); • or (ii) usi ng a WHITE or YELLOW Application Form, and lodge more than one appli cation in your own name on behalf of different beneficia l owners.
agree that your application will be governed by the laws of Hong Kong; represent, warrant and undertake that (i) you understand that the Hong Kong Public Offering Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong Public Offering Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;
- C. Effect of completing and submitting this Application Form
By completing and submitting this Application Form , you (and if you are joint applica nts, each of you jointly and severally) fo r yourself or as an agent or a nominee o n behalf of each person for whom y ou act:
warrant that the information you have provided is true and accurate; agree to accept the Hong Kong Public Offering Shares applied for, or any lesser number allocated to you under the application;
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underta ke to execute all relevant doc uments and instruct and authorise the Company and/or the Underwrit ers’ Representatives (or their agents or nominees), as agents of the C ompany, to execute any documents for you and to do on you r behalf a ll things necessary to register any Hong Kong Public Offering Shar es allocated to you in the name of HKSCC Nominees as required by the Articles of Association;
authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Public Offering Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any e-Refund payment instructions and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person; agree that the Hong Kong Public Offering Shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant’s stock account or the stock account of your designated CCASS Participant;
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agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus
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Please use this form if you want the Hong Kong Public Offering Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
• agree that each of HKSCC and HKSCC Nominees reserves the right (1) and the Hong Kong Economic Times (in Chinese), the website of the Stock not to accept any or part of such allotted Shares issued in the name of Exchange at www.hkexnews.hk and the Company’s website at www.whHKSCC Nominees or not to accept such allotted Shares for deposit into group.com. Results of allocations in the Hong Kong Public Offering and the CCASS; (2) to cause such allotted Shares to be withdrawn from CCASS Hong Kong Identity Card/passport/Hong Kong busi ness reg istration numbers of and issued in your name at your own risk and costs; and (3) to cause such successful applicants will be available on the ab ove websites. allotted Shares to be issued in your name (or, if you are a joint applicant, No receipt will be issued for sums paid on a pplication. The Comp any will not to the first-named applicant) and in such a case, to post the certificates for issue temporary documents of title. such allotted Shares at your own risk to the address on this Application If your application for Hong Kong Public Offering Shares is successful (in Form by ordinary post or to make available the same for your collection; whole or in part) • agree that each of HKSCC and HKSCC Nominees may adjust the number If your application is whol ly or partially successful, your share certificate(s) of allotted Shares issued in the name of HKSCC Nominees; (subject to their becomin g valid Certificates of title provided that the Hong Kong • agree that neither HKSCC nor HKSCC Nominees shall have any liability Public Offering has become unconditional and not having been terminated at for the information and representations not so contained in the Prospectus 8:00 a.m. on We dnesday, April 30, 2014) will be issued in the name of HK SCC and this Application Form; Nominees an d deposited directly into CCASS for credit to your CCASS Investor • agree that neither HKSCC nor HKSCC Nominees shall be liable to you in Participa nt Stock account or your designated CCASS Participant’s s tock account any way; as ins tructed by you in your Application Form on Tuesday, Ap ril 29, 2014 or in • declare and represent that this is the only application made and the only t he event of a contingency, on any other date as shall be det ermined by HKSCC application intended by you to be made to benefit you or the person for or HKSCC Nominees. whose benefit you are applying; • If you are applying through a designated CCA SS Participant (other than a • understand that the Company and the Joint Global Coordinators will rely CCASS Investor Participant): For Hon g Kong Public Offering Shares on your declarations and representations in deciding whether or not to credited to the stock account of your d esignated CCASS Participant (other make any allotment of any of the Hong Kong Public Offering Shares to than a CCASS Investor Participa nt), you can check the number of Hong you and that you may be prosecuted for making a false declaratio n; Kong Public Offering Shares allotted to you with that CCASS Participant. • (if the application is made for your own benefit) warrant th at no other • If you are applying as a CC ASS Investor Participant: The Company expects application has been or will be made for your benefit o n a WHITE or to publish the results o f CCASS Investor Participants’ applications together YELLOW Application Form or by giving electr onic application with the results of the H ong Kong Public Offering in South China Morning instructions to HKSCC or through the White Form eIPO Service Provider Post (in English) an d Hong Kong Economic Times (in Chinese) on by you or by any one as your agent or by any o ther person; and Tuesday, April 29 , 2014. You should check the announcement published • (if you are making the application as an ag ent for the benefit of another by the Comp any and report any discrepancies to HKSCC before 5:00 person) warrant that (i) no other applic ation has been or will be made by p.m. on T uesday, April 29, 2014, or such other date as shall be determined you as agent for or for the benefit of that person or by that person or by any by HK SCC or HKSCC Nominees. Immediately after the credit of the other person as agent for that pers on on a WHITE or YELLOW Application H ong Kong Public Offering Shares to your stock account you can check Form or by giving electroni c application instructions to HKSCC; and (ii) your new account balance via the CCASS Phone System and CCASS you have due authority to sign the Application Form or give electronic Internet System (under the procedures contained in HKSCC’s “An application instructio ns on behalf of that other person as their agent. Operating Guide for Investor Participants” in effect from time to time). D. Power of attorney HKSCC will also make available to you an activity statement showing If your application is made through an authorised attorney, the Company an d the the number of Hong Kong Public Offering Shares credited to your CCASS Underwriters’ Representatives may accept it at their discretion an d on any Investor Participant stock account. conditions they think fit, including evidence of the attorney’s auth ority. No receipt will be issued for sums paid on application money paid. The Company will not issue temporary documents of title. Determination of Offer Price and Allocation of Hong Kong Public Offering Shares Refund of your money The Offer Price is expected to be fixed on or around Tuesday, April 22, 2014. If you do not receive any Hong Kong Public Offering Shares or if your application Applic ants are required to pay the maximum Offe r Price of HK$11.25 for each is accepted only in part, the Company will refund to you your application monies Hong Kon g Public Offering Share together w ith 1% brokerage, 0.003% SFC (including the related 1% brokerage, 0.003% SFC transaction levy and 0.005% transaction lev y and 0.005% Stock Exchan ge trading fee. If the Offer Price is not Stock Exchange trading fee) without interest. If the Offer Price is less than the agreed between the Company (for itself and on behalf of the Selling Shareholders) maximum Offer Price, the Company will refund to you the surplus application and the Underwriters’ Represent atives (for themselves and on behalf of the monies (including the related 1% brokerage, 0.003% SFC transaction levy and Underwriters) on or before Mo nday, April 28, 2014, the Global Offering will not 0.005% Stock Exchange trading fee) without interest. proceed and will lapse. The refund procedures are stated in the “14. Dispatch/Collection of share
The refund procedures are stated in the “14. Dispatch/Collection of share certificates and refund monies” in the “How to Apply for the Hong Kong Public Offering Shares” section of the Prospectus.
Applications for Hong Kong Public Offering Shares will not be processed and no allotment of any Hong Kong Public Offering Shares will be made until the application lists close.
The Company expects to announce the final Offer Price, the indication of the level of interest in the International Offering, the level of applications under the Hong Kong Public Offering and the basis of allocation of the Hong Kong Public Offering on Tuesday, April 29, 2014 in the South China Morning Post (in English)
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶 口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 WH Group Limited
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萬洲國際有限公司 (於開曼群島註冊成立的有限公司) 全球發售
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申請條件 ‧ 確認 閣下已 接獲及閱讀招股章程,提出申請時也僅 依據招股章 程載列的資料及陳述,而除招股章程的任
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甲 . 可提出申請的人士 何補充文 件內的資料及陳述外,不會依賴任何其他資
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- 閣下及 閣下為其利益提出申請的任何人士必須 料或 陳述;
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年滿18歲並有香港地址。 ‧ 確 認 閣下知悉招股章程內有關全球發售的限 制;
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- 如 閣下為商號,申請須以個別成員名義提出。 ‧ 同意本公司、聯席全球協調人、聯席保薦人 、聯席賬 3. 聯名申請人不得超過四名。 簿管理人、聯席牽頭經辦人、承銷商、彼 等各自的董
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- 如 閣下為法人團體,申請須經獲正式授權人員 事、高級職員、僱員、合夥人、代理 、顧問及參與全
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簽署,並註明其所屬代表身份及蓋上公司印鑑。 球發售的任何其他人士現時及日後 均毋須對並非載於
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- 閣下必須身處美國境外,並非美國籍人士(定義 招股章程(及其任何補充文件) 的任何資料及陳述負 見美國證券法S規例),亦非中國法人或自然人。 責;
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- 除上市規則允許外,下列人士概不得申請認購 任 ‧ 承諾及確認 閣下或 閣下 為其利益提出申請的人士 何香港公開發售股份: 並無申請或接納或表示 有意認購(亦不會申請或接納 ‧ 本公司及╱或其任何附屬公司股份 的現有 或表示有意認購)國 際發售的任何國際發售股份,也 實益擁有人; 沒有參與國際發售 ;
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‧ 本公司及╱或其任何附屬公 司之董事或行 ‧ 同意在本公司、 香港證券登記處、收款銀行、聯席全 政總裁; 球協調人、聯席保 薦人、聯席賬簿管理人、聯席牽頭
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‧ 本公司關連人士(定義 見上市規則)或緊隨 經辦人、承銷 商及╱或彼等各自的顧問及代理提出要 全球發售完成後將成 為本公司關連人士的 求時,向彼 等披露其所要求提供有關 閣下及 閣下 人士; 為其利益 提出申請的人士的任何個人資料;
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‧ 上述任何人士 的聯繫人(定義見上市規 ‧ 若香港 境外任何地方的法例適用於 閣下的申請,則 則);或 同意 及保證 閣下已遵守所有有關法例,且本公司、
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‧ 已獲分配 或已申請或表示有意申請任何國 聯席全球協調人、聯席保薦人、聯席賬簿管理人、聯 席牽頭經辦人及承銷商和彼等各自的任何高級職員或
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際發 售股份或以其他方式參與國際發售。 顧問概不會因接納 閣下的購買要約,或 閣下在招
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乙 . 如 閣下為代名人 股章程及本申請表格所載的條款及條件項下的權利及 閣下作為代名 人可提交超過一份香港公開發售股份申請 , 責任所引致的任何行動,而違反香港境外的任何法 方法是:(i) 透過中央結算及交收系統(「中央結算系統 」)向 例; 香港結 算發出電子認購指示(如 閣下為中央結算 系統參 ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳 與者) ;或(ii)使用 白色 或 黃色 申請表格,以自 身名義代表 述而撤銷; 不 同的實益擁有人提交超過一份申請。 ‧ 同意 閣下的申請將受香港法例規管; 丙 . 填交本申請表格的效用 ‧ 聲明、保證及承諾:(i) 閣下明白香港公開發售股份 不曾亦不會根據美國證券法登記;及(ii) 閣下及 閣
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閣下 填妥並遞交本申請表格,即表示 閣下(如屬聯名申 下為其利益申請香港公開發售股份的人士均身處美國
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請人, 即各人共同及個別)代表 閣下本身,或作為 閣 境外(定義見S規例),或屬S規例第902條第(h)(3)段所
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下代其行 事的每位人士的代理或 代名人: 述的人士;
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‧ 承諾簽立 所有相關文件 ,並指示及授權本公司及╱或 作為本公司 代理的承 銷商代表(或彼等的代理或代名 人),為按照 組織 章程細則之規定將 閣下獲分配之 任何香港公開發售股份以香港結算代理人名義登記而 代表 閣下簽立任何文件並代表 閣下辦理所有必要 的事宜;
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‧ 保證 閣下提供的資料真實及準確;
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‧ 同意接納所申請數目或根據申請分配予 閣下但數目 較少的香港公開發售股份;
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‧ 授權本公司將香港結算代理人的名稱列入本公司股東 名冊,作為 閣下獲分配的任何香港公開發售股份的 持有人,並授權本公司及╱或其代理將任何股票存入 中央結算系統及╱或以普通郵遞方式按申請所示地址 向 閣下或聯名申請的首名申請人發送任何電子退款 指示及/或任何退款支票,郵誤風險由 閣下承擔, 除非 閣下已選擇親身領取退款支票;
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‧ 同意遵守公司條例、公司(清盤及雜項條文)條例及組 織章程細則;
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‧ 確認 閣下已閱讀招股章程及本申請表格所載的條款 及條件以及申請程序,並同意受其約束;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶 口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
‧ 同意獲配發的香港公開發售股份是以香港結算代理人 本公司預期於二零一四年四月二十九日(星期二)在《南華 的名義發行,並直接存入中央結算系統,以便記存 早報》(以英文)、《香港經濟日報》(以中文)、聯交所網站 於 閣下的中央結算系統投資者戶口持有人股份戶口 (www.hkexnews.hk)及本公司網站(www. wh -group.com)公佈 或 閣下指定的中央結算系統參與者股份戶口; 最終發售價、國際發售踴躍程度、香 港公開 發售之認購水 ‧ 同意香港結算及香港結算代理人各自保留權利(1)不接 平以及香港公開發售股份之分配基 準。香港公開 發售的分 納以香港結算代理人名義發行的該等獲配發的任何或 配結果及成功申請人的香港身 份證╱護照╱香港商 業登記 部分股份,或不接納該等獲配發的股份存入中央結算 號碼(如適用)亦同於上述網 站公佈。 系統;(2)促使該等獲配發的股份從中央結算系統提 申請時支付的款項概不會 獲發任何收據。本公司概不會發 取,並轉入 閣下名下,有關風險及費用概由 閣下 出任何臨時所有權文 件。 自行承擔;及(3)促使該等獲配發的股份以 閣下名義 如 閣下成功申請認購香港公開發售股份(全部或部分) 發行(或如屬聯名申請人,則以排名首位申請人的名 如 閣下的申 請全部或部分獲接納, 閣下的股票(前提 義發行),而在此情況下,會以普通郵遞方式將該等 是到二零一 四年四月三十日(星期三)上午八時正香港公 開 獲配發股份的股票寄往本申請表格所示地址(郵誤風 發售成 為無條件而並無終止,股票成為有效的所有 權證 險概由 閣下自行承擔)或提供該等股票予 閣下領 明)將 以香港結算代理人名義發出,並按 閣下 在申請表 取; 格 的指示於二零一四年四月二十九日(星期二 )或在特別情 ‧ 同意香港結算及香港結算代理人均可調整獲配發以香 況下由香港結算或香港結算代理人所釐定的 任何其他日期 港結算代理人名義發行的股份數目; 直接存入中央結算系統,記入 閣下的 中央結算系統戶口 ‧ 同意香港結算及香港結算代理人對招股章程及本申請 持有人股份戶口或 閣下指定的中央 結算系統參與者股份 表格未有載列的資料及陳述概不負責; 戶口。 ‧ 同意香港結算及香港結算代理人概不以任何方式對 ‧ ~~如~~ 閣下透過中央結算系 統投資者戶口持有人以外的 閣下負責; 指定中央結算系統參與 者提出申請:香港發售股份將 ‧ 聲明及表示此乃 閣下為本身或 閣下為其利 益提出 存入 閣下指定的 中央結算系統參與者(非中央結算 申請的人士提出及擬提出的唯一申請; 系統投資者戶口 持有人)股份戶口, 閣下可向該中 ‧ 明白本公司及聯席全球協調人將依據 閣下的聲明及 央結算系統參與者 查詢獲配發的香港公開發售股份數 陳述而決定是否向 閣下配發任何 香港公開發售股 目。 份, 閣下如作出虛假聲明,可 能會被檢控; ‧ 如 閣下以中 央結算系統投資者戶口持有人身份提出 ‧ (如本申請是為 閣下本身利 益提出)保證 閣下或作 申請:本 公司預期於二零一四年四月二十九日(星期 為 閣下代理的任何人士或 任何其他人士不曾亦不會 二)在 《南華早報》(以英文)及《香港經濟日報》(以中 為 閣下利益而以 白色 或 黃色 申請表格或向香港結算 文) 刊登中央結算系統投資者戶口持有人的申請結果 或向白表eIPO服務供 應商發出電子認購指示而提出 及香港公開發售的結果。 閣下應查閱本公司刊發的 其他申請;及 公告,如有任何資料不符,請於二零一四年四月二十 ‧ (如 閣下作為 代理為另一人士的利益提出申請)保證 九日(星期二)或香港結算或香港結算代理人釐定的其 (i) 閣下(作 為該人士代理或為該人士利益)或該人士 他日期下午五時正前知會香港結算。在香港公開發售 或任何其 他作為該人士代理的人士不曾亦不會以 白色 股份存入 閣下的股份戶口後, 閣下即可透過「結 或 黃色 申請表格或向香港結算發出電子認購指示 而提 算通」電話系統及中央結算系統互聯網系統查詢 閣 出 其他申請;及(ii) 閣下獲正式授權作為該人 士的代 下的新戶口結餘(根據香港結算「投資者戶口操作簡 。 理代為簽署申請表格或發出電子認購指示 介」所載不時生效的程序)。香港結算亦將向 閣下提 丁 . 授權書 供一份活動結單,列出存入 閣下中央結算系統參與 如 閣下透過授權人士提出申請,本公 司及承銷商代表可 者股份戶口的香港發售股份數目。 按其 認為合適的任何條件(包括出示 獲授權證明)酌情接 申請時支付的款項概不會獲發任何收據。本公司概不會發 納 閣 下的申請。 出任何臨時所有權文件。 釐定發售價及香港公開發售股份的分配 退回款項 預期發售價於二 零一四年 四月二十二日(星期二)或前後釐 若 閣下未獲分配任何香港公開發售股份或申請僅部分獲 定。申請人須繳付 每股 香港公開發售股份11.25港元的最高 接納,本公司將不計利息退回 閣下的申請股款(包括相 發售價,另加1%經紀佣金、0.003%證監會交易徵費及 關的1%經紀佣金、0.003%證監會交易徵費及0.005%聯交 0.005%聯交所交易費。倘若本公司(為其本身及代表售股 所交易費)。如發售價低於最高發售價,本公司將不計利 股東)與承銷商代表(為其本身及代表承銷商)並無於二零 息退回多收申請股款(包括相關的1%經紀佣金、0.003%證 一四年四月二十八日(星期一)或之前協定發售價,全球發 監會交易徵費及0.005%聯交所交易費)。 售將不會進行並將告失效。 有關退款程序載於招股章程「如何申請香港公開發售股份」
有關退款程序載於招股章程「如何申請香港公開發售股份」 一節「14.發送╱領取股票及退回股款」。
截止登記認購申請前概不處理香港公開發售股份的申請或 配發任何香港公開發售股份。
Please use this form if you want the Hong Kong Public Offering Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/ or any other purposes to which the securities’ holders may from time to time agree.
Personal Data
Personal Information Collection Statement or any other purposes to which the securities’ holders This Personal Information Collection Statement informs may from time to time agree. the applicant for, and holder of, Hong Kong Public Offering Shares, of the policies and practices of the Company and 3. Transfer of personal data its Hong Kong Share Registrar in relation to personal data Personal data held by the Co mpany and its Hong Kong and the Personal Data (Privacy) Ordinance (Chapter 486 Share Registrar relating to the securities holders wil l be of the Laws of Hong Kong) (the “Ordinance”). kept confidential but the Company and its Hong Kong Shar e 1. Reasons for the collection of your personal data Registrar may, to the e xtent necessary for achieving any of the above purpose s, disclose, obtain or transfer (whether It is necessary for applicants and registered holders of within or outsid e Hong Kong) the personal data to any of securities to supply correct personal data to the Company the following: or its agents and the Hong Kong Share Registrar when • the C ompany’s appointed agents such as finan cial applying for securities or transferring securities into or out ad visers, receiving bankers and overseas pr incipal of their names or in procuring the services of the Hong share registrar; Kong Share Registrar. • where applicants for securities request a deposit into Failure to supply the requested data may result in your CCASS, HKSCC or HKSCC Nomi nees, who will application for securities being rejected, or in delay or the use the personal data for the purp oses of operating inability of the Company or its Hong Kong Share Registrar CCASS; to effect transfers or otherwise render their services. It may • any agents, contractors or third -party service providers also prevent or delay registration or transfers of the Hon g who offer administrativ e, telecommunications, Kong Public Offering Shares which you have successf ully computer, payment or o ther services to the Company applied for and/or the dispatch of share certificate( s) and/ or the Hong Kong Sh are Registrar in connection with or refund cheque(s) to which you are entitled. their respective bu siness operation; It is important that securities holders inform the Company • the Stock Exch ange, the SFC and any other statutory and the Hong Kong Share Registrar im mediately of any regulatory or go vernmental bodies or otherwise as inaccuracies in the personal data suppli ed. required by law s, rules or regulations; and • any persons or institutions with which the securities’ 2. Purposes holders ha ve or propose to have dealings, such as their The personal data of the securi ties holders may be used, banker s, solicitors, accountants or stockbrokers etc. held, processed and/or stored (by whatever means) for the following purposes: 4. Retention of personal data • processing your ap plication and refund cheque, where The Company and its Hong Kong Share Registrar will keep applicable, veri fication of compliance with the terms th e personal data of the applicants and holders of securities and applicati on procedures set out in this Application for as long as necessary to fulfil the purposes for which the Form and the Prospectus and announcing results o f personal data were collected. Personal data which is no allocati on of the Hong Kong Public Offering Sha res; longer required will be destroyed or dealt with in accordance • com pliance with applicable laws and regulati ons in with the Ordinance. H ong Kong and elsewhere; • registering new issues or transfers into o r out of the 5. Access to and correction of personal data names of securities’ holders incl uding, where Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their applicable, HKSCC Nominees; • personal data, to obtain a copy of that data, and to correct maintaining or updating the re gister of securities’ h olders of the Company; any data that is inaccurate. The Company and the Hong • veri fying securities holders ’ identities; Kong Share Registrar have the right to charge a reasonable • establis hing benefit entit lements of securities’ holders fee for the processing of such requests. of the Co mpany, such as dividends, rights issues and All requests for access to data or correction of data should bonus issues , etc; be addressed to us, at our registered address disclosed in • distributing communications from the Company and the “Corporate Information” section of the Prospectus or its subsidiaries; as notified from time to time, for the attention of the
All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
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compiling statistical information and shareholder profiles;
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disclosing relevant information to facilitate claims on entitlements; and
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶 口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
個人資料 3. 轉交個人資料 本公司及其香港證券登記處所持有關證券持有人 個人資料收集聲明 的個人資料將會保密,但本公司 及其 香港證券登 此項個人資料收集聲明是向香港公開發售股份的 記處可以在為達到上述任何 目的之必要 情況下, 申請人和持有人說明有關本公司及其香港證券登 向下列任何人士披露、取 得或轉交(無論在 香港 記處有關個人資料和香港法例第486章《個人資料 境內或境外)有關個人 資料: (私隱)條例》(「《條例》」)方面的政策和慣例。 ‧ 本公司委任的代 理人,例如財務顧問、收款 銀行和主要 海外股份過戶登記處; 1. 收集 閣下個人資料的原因 ‧ 如證券申 請人要求將證券存於中央結算系 證券申請人及登記持有人以本身名義申請證券或 統,香 港結算或香港結算代理人;彼等將會 轉讓或受讓證券時或尋求香港證券登記處的服務 就 中央結算系統的運作使用有關個人資 料; 時,必須向本公司或其代理人及香港證券登記處 ‧ 向本公司或香港證券登記處提供與其 各自業 提供準確個人資料。 務營運有關的行政、電訊、電腦 、付款或其 未能提供所要求的資料可能導致 閣下申請證券 他服務的任何代理人、承包商 或第三方服務 被拒或延遲,或本公司或其香港證券登記處無法 供應商; 落實轉讓或提供服務。此舉也可能妨礙或延遲登 ‧ 聯交所、證監會及任何 其他法定監管機關 記或轉讓 閣下成功申請的香港公開發售股份 及 或政府部門或遵照 其他法例、規則或法 。 ╱或寄發 閣下應得的股票及╱或退款支 票 規;及 ‧ 證券持有人與其 進行或擬進行交易的任何人 證券持有人所提供的個人資料如有任何 錯誤,須 士或機構,例 如彼等的銀行、律師、會計師 立即通知本公司及香港證券登記處。 。 或股票經紀等
個人資料收集聲明
此項個人資料收集聲明是向香港公開發售股份的 申請人和持有人說明有關本公司及其香港證券登 記處有關個人資料和香港法例第486章《個人資料 (私隱)條例》(「《條例》」)方面的政策和慣例。
2. 目的
4. 個人資料的保留
證券持有人的個人資料可以 任何方式被採用,持 本公司及 其香港證券登記處將按收集個人資料所
有、處理及/或保存, 以作下列用途: ‧ 需的用 途保留證券申請人及持有人的個人資料。 處理 閣下的申 請及退款支票(如適用)、核 無需 保留的個人資料將會根據條例銷毀或處理。
實是否符合本 申請表格及招股章程載列的條 款和申請程 序以及公佈香港公開發售股份的 5. 查閱和更正個人資料
分配結 果; 證券持有人有權確定本公司或香港證券登記處是
‧ 遵守 香港及其他地區的適用法律及法規 ; 否持有其個人資料,並有權索取有關該資料的副
‧ 以 證券持有人(包括香港結算代理人 (如適 本並更正任何不準確資料。本公司和香港證券登
用))的名義登記新發行證券或轉讓 或受讓證 記處有權就處理任何查閱資料的要求收取合理費
券; 用。
‧ 存置或更新本公司證券持有 人的名冊;
‧ 核實證券持有人的身份; 所有查閱資料或更正資料的要求應按招股章程 ‧ 確定 本公司證券持有人 的受益權利,例如股 「公司資料」一節所披露或不時通知的本公司註冊 息、供 股和紅股等 ; 地址送交公司秘書,或向本公司的香港證券登記
‧ 分發本公 司及其 附屬公司的通訊; 處的個人資料私隱事務主任提出。
所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址送交公司秘書,或向本公司的香港證券登記 處的個人資料私隱事務主任提出。
- ‧ 編制統計數據和股東資料;
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。
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‧ 披露有關資料以便就權益索償;及
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‧ 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港證券登記處能履行對證券 持有人及╱或監管機構承擔的責任及╱或證 券持有人不時同意的任何其他目的。