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Wendy's Co — Director's Dealing 2020
May 14, 2020
31695_dirs_2020-05-14_cc24bd0a-551b-4f26-8c3c-831283ea7a04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2020-05-12
Reporting Person: Plosch Gunther (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-12 | Common Stock | M | 177170.0000 | $10.0875 | Acquired | 282451.0000 | Direct |
| 2020-05-12 | Common Stock | S | 167170.0000 | $21.3968 | Disposed | 115281.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-12 | Employee Stock Option (right to buy) | $10.0875 | M | 177170.0000 | Disposed | 2026-08-12 | Common Stock (177170.0000) | Direct |
Footnotes
F1: The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.28 to $21.545 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: With tandem net exercise and tax withholding rights.
F3: The option vested in three equal installments on August 12, 2017, 2018 and 2019, and is currently exercisable as to all 177,170 shares.