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Wendy's Co — Director's Dealing 2018
Mar 10, 2018
31695_dirs_2018-03-09_b59190bc-be94-457e-aae6-035ed7d1b5bd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Wendy's Co (WEN)
CIK: 0000030697
Period of Report: 2018-03-01
Reporting Person: O'Brien Matthew Coley (Chief People Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4361.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $8.2225 | 2024-08-11 | Common Stock (34097.0000) | Direct | |
| Employee Stock Option (right to buy) | $9.8575 | 2025-08-07 | Common Stock (36932.0000) | Direct | |
| Employee Stock Option (right to buy) | $10.0875 | 2026-08-12 | Common Stock (31890.0000) | Direct | |
| Employee Stock Option (right to buy) | $15.3550 | 2027-08-11 | Common Stock (24004.0000) | Direct | |
| Restricted Stock Units | $0.0000 | Common Stock (27657.0000) | Direct |
Footnotes
F1: With tandem net exercise and tax withholding rights.
F2: The option is currently exercisable as to all 34,097 shares.
F3: The option became exercisable as to 12,310 shares on August 7, 2016 and 12,311 shares on August 7, 2017 and becomes exercisable as to 12,311 shares on August 7, 2018.
F4: The option became exercisable as to 10,630 shares on August 12, 2017 and becomes exercisable as to 10,630 shares on each of August 12, 2018 and August 12, 2019.
F5: The option becomes exercisable as to 8,001 shares on each of August 11, 2018 and August 11, 2019 and becomes exercisable as to 8,002 shares on August 11, 2020.
F6: With tandem dividend equivalent rights and tax withholding rights.
F7: Of the restricted stock units, 5,987 (307 of which represent dividend equivalent units) will vest on August 7, 2018; 6,888 (197 of which represent dividend equivalent units) will vest on August 12, 2019; and 14,782 (130 of which represent dividend equivalent units) will vest on August 11, 2020. In each case, the stated number of restricted stock units will vest in full on the applicable vesting date, subject to Mr. O'Brien's continued employment with the Company on the applicable vesting date.
F8: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.