AI assistant
Wendy's Co — Director's Dealing 2003
Feb 11, 2003
31695_dirs_2003-02-11_31f51b76-b269-4a7e-947d-7c727a83598a.zip
Director's Dealing
Open in viewerOpens in your device viewer
5 1 sil22.htm SILVERMAN - FORM 5 - 12/29/02 SEC Form 5
FORM 5 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ ]Form 3 Holdings Reported [X]Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0362 Expires: January 31, 2005 Estimated average burden hours per response. . . . . 0.5
| 1. Name and Address of Reporting Person * Silverman, Jeffrey S. (Last) (First) (Middle) Triarc Companies, Inc. 280 Park Avenue (Street) New York, NY 10017 (City) (State) (Zip) USA | |
|---|---|
| 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 4. Statement for Month/Day/Year December 29, 2002 5. If Amendment, Date of Original (Month/Day/Year) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed (D) Of (Instr. 3, 4, and 5) Amount | A/D | Price | 5. Amount of Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Owner- ship Form: Direct(D) or Indirect (I) (Instr. 4) |
|---|---|---|---|---|---|
| Class A Common Stock | 03/18/2002 | J | 307 | A | $24.41 | D | |
| Class A Common Stock | 03/27/2002 | J (1) | 162 | A | $27.46(2) | D | |
| Class A Common Stock | 04/11/2002 | J (1) | 272 | A | $27.57(2) | D | |
| Class A Common Stock | 04/23/2002 | J (1) | 57 | A | $27.57(2) | D | |
| Class A Common Stock | 06/04/2002 | J (1) | 53 | A | $27.85(2) | D | |
| Class A Common Stock | 06/19/2002 | J (1) | 54 | A | $19.86(2) | D | |
| Class A Common Stock | 07/01/2002 | J (1) | 330 | A | $27.24(2) | D | |
| Class A Common Stock | 08/12/2002 | J (1) | 61 | A | $24.35(2) | D | |
| Class A Common Stock | 09/19/2002 | J (1) | 60 | A | $24.68(2) | 4,575 | D |
If the form is filed by more than one reporting person, see instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (over) SEC 2270 (7-02)
Silverman, Jeffrey S. - December 29, 2002
Form 5 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) | 2. Conver- sion or Exercise Price of Deri- vative Security | 3. Transaction Date (Month/ Day/ Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed (D) Of (Instr. 3,4 and 5) | 6. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year) (DE) | (ED) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 9. Number of Derivative Securities Beneficially Owned at End of Year (Instr.4) | 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr.4) |
|---|---|---|---|---|---|---|---|---|
| ESOP-right to buy w/ tandem tax withholding rights | $27.17 | 06/04/2002 | A | (A) 4,000 | (3) | 06/04/2012 | Class A Common Stock - 4,000 | 4,000 | D |
Explanation of Responses :
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. By: Stuart I. Rosen, Secretary of Triarc on behalf of ______ ** Signature of Reporting Person Date Power of Attorney Page 2
Silverman, Jeffrey S. - December 29, 2002
Form 5 (continued)
FOOTNOTE Descriptions for Triarc Companies, Inc. (TRY) Form 5 - December 2002 Jeffrey S. Silverman Triarc Companies, Inc. 280 Park Avenue New York, NY 10017 Explanation of responses: (1) Shares were issued pursuant to the Company's 1998 Equity Participation Plan in lieu of annual retainer or Board of Directors or committee meeting attendance fees that would otherwise be payable in cash. (2) In accordance with the Company's 1998 Equity Participation Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the annual retainer or meeting attendance fee would otherwise be payable. (3) In accordance with the terms of the stock option agreement, the options became fully (100%) vested and exercisable immediately prior to Mr. Silverman's death on September 23, 2002.
Page 3