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WD 40 CO — Director's Dealing 2009
Oct 23, 2009
31407_dirs_2009-10-23_0d86af2a-8952-43b4-add0-b58b075571fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WD 40 CO (WDFC)
CIK: 0000105132
Period of Report: 2009-10-16
Reporting Person: FREEMAN MICHAEL L (Division President, Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-16 | Common Stock | M | 5181 | $20.75 | Acquired | 25175 | Direct |
| 2009-10-16 | Common Stock | S | 5181 | $32.2921 | Disposed | 19994 | Direct |
| 2009-10-21 | Common Stock | M | 4819 | $20.75 | Acquired | 24813 | Direct |
| 2009-10-21 | Common Stock | S | 4819 | $34.00 | Disposed | 19994 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-10-16 | Non Qualified Stock Option | $20.75 | M | 5181 | Disposed | 2011-09-25 | Common Stock (5181) | Direct |
| 2009-10-21 | Incentive Stock Option | $20.75 | M | 4819 | Disposed | 2011-09-25 | Common Stock (4819) | Direct |
Footnotes
F1: Transaction pusuant to trading plan adopted pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.
F2: Total includes 2,017 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account; estimated number of shares based upon equivalent value of units held. Total also includes 7436 Restricted Stock Units.
F3: NQSO 10000 shares (3400 exercisable 09/24/03; 3300 exercisable 09/24/04; 3300 exercisable 09/24/05) at $27.56 exp. 09/24/12; NQSO 10000 shares (3400 exercisable 09/23/04; 3300 exercisable 09/23/05; 3300 exercisable 09/23/06) at $29.30 exp. 09/24/13; NQSO 5000 shares (1700 exercisable 10/19/05, 1650 exercisable 10/19/06, 1650 exercisable 10/19/07) at $27.67 exp. 10/19/14;NQSO 9000 shares at $27.27 (3060 exercisable 10/18/06, 2970 exercisable 10/18/07, 2970 exercisable 10/18/08)exp. 10/18/15; NQSO 10000 shares (3400 exercisable 10/17/07, 3300 exercisable 10/17/08, 3300 exercisable 10/17/09) at $35.99 exp. 10/17/16. NQSO 12700 shares 4318 exercisable 10/16/08, 4191 exercisable 10/16/09, 4191 exercisable 10/16/10) at $36.03 exp. 10/16/17. Correct as of last transaction reported on this form.