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Wayfair Inc. — Director's Dealing 2015
Jan 5, 2015
30599_dirs_2015-01-05_017d0ee0-9e8a-4d36-894c-79d977afd261.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wayfair Inc. (W)
CIK: 0001616707
Period of Report: 2014-12-31
Reporting Person: Battery Management Corp. (10% Owner)
Reporting Person: BROWN MICHAEL MAURICE (10% Owner)
Reporting Person: CROTTY THOMAS J (10% Owner)
Reporting Person: Feldman Jesse (10% Owner)
Reporting Person: FRISBIE RICHARD D (10% Owner)
Reporting Person: LAWLER KENNETH P (10% Owner)
Reporting Person: Lee Roger H (10% Owner)
Reporting Person: TABORS R DAVID (10% Owner)
Reporting Person: TOBIN SCOTT R (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-31 | Class A Common Stock | C | 3799673 | — | Acquired | 3799673 | Indirect |
| 2014-12-31 | Class A Common Stock | C | 37992 | — | Acquired | 37992 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | Class B Common Stock | $ | C | 3799673 | Disposed | Class A Common Stock (3799673) | Indirect | |
| 2014-12-31 | Class B Common Stock | $ | C | 37992 | Disposed | Class A Common Stock (37992) | Indirect |
Footnotes
F1: Each share of Class B Common Stock, which has no expiration date, is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock (a) upon transfer thereof, subject to certain exceptions, (b) upon the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock, or (c) in the event that holders of at least 66 2/3% of the then outstanding shares of Class B Common Stock elect to convert all shares of Class B Common Stock into shares of Class A Common Stock.
F2: These shares are held by Battery Ventures IX (AIV I), L.P. ("Battery Ventures IX (AIV) I").
F3: The sole general partner of Battery Ventures IX (AIV I)is Battery Partners IX (AIV I), LLC. The sole managing member of Battery Investment Partners IX, LLC ("BIP IX") is Battery Partners IX, LLC. Battery Partners IX (AIV I), LLC's and Battery Partners IX, LLC's investment advisor is Battery Management Corp. (together with Battery Partners IX (AIV I), LLC and Battery Partners IX, LLC, the "Battery Companies"). Neeraj Agrawal, Michael Brown, Thomas J. Crotty, Jesse Feldman, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members and officers of the Battery Companies and may be deemed to share voting and dispostive power over the shares held by Battery Ventures IX (AIV I) and BIP IX.
F4: These shares are held by BIP IX.