Waterstone Financial, Inc. — Director's Dealing 2016

Jun 24, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Waterstone Financial, Inc. (WSBF)
CIK: 0001569994
Period of Report: 2016-06-21

Reporting Person: Gerke Mark Raymond (Senior VP / CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-21	Common Stock	A	20000	$0.00	Acquired	37207	Direct
2016-06-22	Common Stock	F	1518	$15.13	Disposed	35689	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-21	Stock Options	$14.98	A	10000	Acquired	2026-06-20	Common Stock (10000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14464	Indirect
Common Stock	1199	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$16.11	2017-01-05	Common Stock (8229)	8229	Direct
Employee Stock Option (right to buy)	$1.73	2022-01-04	Common Stock (3292)	3292	Direct
Stock Options	$12.75	2025-03-04	Common Stock (10000)	10000	Direct

Footnotes

F1: Represents shares of restricted stock that vest at a rate of 20% per year commencing on June 21, 2016.

F2: Represents stock options that vest at a rate of 20% per year commencing June 21, 2016.