WATERS CORP /DE/ — Director's Dealing 2020

Jan 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2020-01-02

Reporting Person: REED JOANN A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-02	Common Stock	M	4000	$61.63	Acquired	25323	Direct
2020-01-02	Common Stock	M	4000	$78.10	Acquired	29323	Direct
2020-01-02	Common Stock	M	4000	$75.94	Acquired	33323	Direct
2020-01-02	Common Stock	M	4000	$88.71	Acquired	37323	Direct
2020-01-02	Common Stock	S	5194	$234.67	Disposed	32129	Direct
2020-01-02	Common Stock	A	467	—	Acquired	32596	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-02	Stock Option (Right to Buy)	$61.63	M	4000	Disposed	2020-01-04	Common Stock (4000)	Direct
2020-01-02	Stock Option (Right to Buy)	$78.10	M	4000	Disposed	2021-01-03	Common Stock (4000)	Direct
2020-01-02	Stock Option (Right to Buy)	$75.94	M	4000	Disposed	2022-01-03	Common Stock (4000)	Direct
2020-01-02	Stock Option (Right to Buy)	$88.71	M	4000	Disposed	2023-01-02	Common Stock (4000)	Direct
2020-01-02	Stock Option (Right to Buy)	$235.06	A	1601	Acquired	2030-01-02	Common Stock (1601)	Direct

Footnotes

F1: Acquisition of common stock was made under a sale plan established pursuant to the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2: Sale of common stock was made under a sale plan established pursuant to the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3: Grant of shares of common stock subject to restrictions that lapse January 2, 2021.

F4: Options fully vest on January 2, 2021.