WATERS CORP /DE/ — Director's Dealing 2018

Mar 23, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2018-03-19

Reporting Person: Kim Francis (SVP Global Operations)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2010	Direct
Common Stock	154.91	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$139.51	2026-12-09	Common Stock (3651)		Direct
Stock Option (Right to Buy)	$154.33	2027-02-17	Common Stock (5887)		Direct
Stock Option (Right to Buy)	$208.47	2028-02-23	Common Stock (9139)		Direct

Footnotes

F1: 2,150 Restricted Stock Units vest 20% per annum for a 5 year period beginning on December 9, 2017. A total of 140 shares of common stock representing taxes were withheld at vesting date December 9, 2017.

F2: These options vest 20% per annum for a 5 year period beginning on December 9, 2017.

F3: These options vest 20% per annum for a 5 year period beginning on February 17, 2018.

F4: These stock options vest 20% per annum for a 5 year period beginning on February 23, 2019.