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WATERS CORP /DE/ — Director's Dealing 2016
Feb 11, 2016
17817_dirs_2016-02-11_cd339ba9-f663-4dad-98ce-14ab167b216b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2016-02-10
Reporting Person: Kelly Terrence P (President, TA Instruments)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8204 | Direct |
| Common Stock | 160.6387 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.05 | 2020-12-09 | Common Stock (6400) | Direct | |
| Stock Option (Right to Buy) | $79.15 | 2021-12-07 | Common Stock (12800) | Direct | |
| Stock Option (Right to Buy) | $87.06 | 2022-12-11 | Common Stock (19200) | Direct | |
| Stock Option (Right to Buy) | $98.21 | 2023-12-06 | Common Stock (16000) | Direct | |
| Stock Option (Right to Buy) | $113.36 | 2024-12-11 | Common Stock (27000) | Direct | |
| Stock Option (Right to Buy) | $128.93 | 2025-12-09 | Common Stock (25330) | Direct |
Footnotes
F1: 10,182 Restricted Stock Units vest 20% per annum for a 5 year period beginning December 6, 2014. A total of 1,978 shares of common stock representing taxes were withheld at vesting dates December 6, 2014 and December 6, 2015.
F2: The grant of 32,000 options vested 20% per annum for a 5 year period beginning on December 9, 2011.
F3: The grant of 32,000 options vest 20% per annum for a 5 year period beginning on December 7, 2012.
F4: The grant of 32,000 options vest 20% per annum for a 5 year period beginning on December 11, 2013.
F5: The grant of 20,000 options vest 20% per annum for a 5 year period beginning on December 6, 2014.
F6: These options vest 20% per annum for a 5 year period beginning on December 11, 2015.
F7: These options vest 20% per annum for a 5 year period beginning on December 9, 2016.