WATERS CORP /DE/ — Director's Dealing 2016

Feb 11, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2016-02-10

Reporting Person: Khanna Rohit (Sr VP, Applied Technology)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7891	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$77.94	2017-12-11	Common Stock (15000)		Direct
Stock Option (Right to Buy)	$59.44	2019-12-09	Common Stock (10000)		Direct
Stock Option (Right to Buy)	$79.05	2020-12-09	Common Stock (20000)		Direct
Stock Option (Right to Buy)	$79.15	2021-12-07	Common Stock (23000)		Direct
Stock Option (Right to Buy)	$87.06	2022-12-11	Common Stock (23000)		Direct
Stock Option (Right to Buy)	$98.21	2023-12-06	Common Stock (16000)		Direct
Stock Option (Right to Buy)	$113.36	2024-12-11	Common Stock (25000)		Direct
Stock Option (Right to Buy)	$128.93	2025-12-09	Common Stock (23454)		Direct

Footnotes

F1: 10,182 Restricted Stock Units vest 20% per annum for a 5 year period beginning on December 6, 2014. A total of 1,814 shares of common stock representing taxes were withheld at vesting dates December 6, 2014 and December 6, 2015.

F2: These options vested 20% per annum for a 5 year period beginning on December 11, 2008.

F3: The grant of 20,000 options vested 20% per annum for a 5 year period beginning on December 9, 2010.

F4: These options vest 20% per annum for a 5 year period beginning on December 9, 2011.

F5: These options vest 20% per annum for a 5 year period beginning on December 7, 2012.

F6: These options vest 20% per annum for a 5 year period beginning on December 11, 2013.

F7: These options vest 20% per annum for a 5 year period beginning on December 6, 2014.

F8: These options vest 20% per annum for a 5 year period beginning on December 11, 2015.

F9: These options vest 20% per annum for a 5 year period beginning on December 9, 2016.