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WATERS CORP /DE/ — Director's Dealing 2016
Feb 11, 2016
17817_dirs_2016-02-11_ebbb4c87-03bf-4895-8e08-a6f3678ffc11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2016-02-10
Reporting Person: TERRICCIANO DAVID (Sr VP, Global Operations)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-10 | Stock Option (Right to Buy) | $117.68 | A | 6559 | Acquired | 2026-02-10 | Common Stock (6559) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4131 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $79.05 | 2020-12-09 | Common Stock (6000) | 6000 | Direct |
| Stock Option (Right to Buy) | $79.15 | 2021-12-07 | Common Stock (12000) | 12000 | Direct |
| Stock Option (Right to Buy) | $87.06 | 2022-12-11 | Common Stock (18000) | 18000 | Direct |
| Stock Option (Right to Buy) | $98.21 | 2023-12-06 | Common Stock (15000) | 15000 | Direct |
| Stock Option (Right to Buy) | $113.36 | 2024-12-11 | Common Stock (21000) | 21000 | Direct |
| Stock Option (Right to Buy) | $128.93 | 2025-12-09 | Common Stock (19701) | 19701 | Direct |
Footnotes
F1: 5,091 Restricted Stock Units vest 20% per annum for a 5 year period beginning on December 6, 2014. A total of 960 shares of common stock representing taxes were withheld at vesting dates December 6, 2014 and December 6, 2015.
F2: The reporting person was not subject to Section 16b reporting between June 15, 2005 and February 10, 2016.
F3: These options vest 20% per annum for a 5 year period beginning on February 10, 2017.
F4: The grant of 30,000 options vested 20% per annum for a 5 year period beginning on December 9, 2011.
F5: The grant of 30,000 options vest 20% per annum for a 5 year period beginning on December 7, 2012.
F6: The grant of 30,000 options vest 20% per annum for a 5 year period beginning on December 11, 2013.
F7: These options vest 20% per annum for a 5 year period beginning on December 6, 2014.
F8: These options vest 20% per annum for a 5 year period beginning on December 11, 2015.
F9: These options vest 20% per annum for a 5 year period beginning on December 9, 2016.