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WATERS CORP /DE/ — Director's Dealing 2016
Aug 2, 2016
17817_dirs_2016-08-02_6b5fd771-aa3d-4af1-b8be-bfc1f6a0b24d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WATERS CORP /DE/ (WAT)
CIK: 0001000697
Period of Report: 2016-08-01
Reporting Person: Cassis Eugene G (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-01 | Common Stock | M | 12000 | $79.15 | Acquired | 40674 | Direct |
| 2016-08-01 | Common Stock | M | 9000 | $87.06 | Acquired | 49674 | Direct |
| 2016-08-01 | Common Stock | M | 12000 | $59.44 | Acquired | 61674 | Direct |
| 2016-08-01 | Common Stock | M | 15000 | $79.05 | Acquired | 76674 | Direct |
| 2016-08-01 | Common Stock | S | 12000 | $160.06 | Disposed | 64674 | Direct |
| 2016-08-01 | Common Stock | S | 9000 | $160.16 | Disposed | 55674 | Direct |
| 2016-08-01 | Common Stock | S | 12000 | $159.80 | Disposed | 43674 | Direct |
| 2016-08-01 | Common Stock | S | 15000 | $159.90 | Disposed | 28674 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-01 | Stock Option (Right to Buy) | $79.15 | M | 12000 | Disposed | 2021-12-07 | Common Stock (12000) | Direct |
| 2016-08-01 | Stock Option (Right to Buy) | $87.06 | M | 9000 | Disposed | 2022-12-11 | Common Stock (9000) | Direct |
| 2016-08-01 | Stock Option (Right to Buy) | $59.44 | M | 12000 | Disposed | 2019-12-09 | Common Stock (12000) | Direct |
| 2016-08-01 | Stock Option (Right to Buy) | $79.05 | M | 15000 | Disposed | 2020-12-09 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1964.9885 | Indirect |
| Common Stock | 6386 | Indirect |
| Common Stock | 2096.85 | Indirect |
| Common Stock | 1083.8066 | Indirect |
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