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WASTE MANAGEMENT INC — Director's Dealing 2017
Mar 7, 2017
29888_dirs_2017-03-07_4f2c5368-d806-4290-b348-f86c58dd6793.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WASTE MANAGEMENT INC (WM)
CIK: 0000823768
Period of Report: 2017-03-03
Reporting Person: TREVATHAN JAMES E JR (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-03 | Common Stock | M | 29594.0000 | $41.3700 | Acquired | 361705.0000 | Direct |
| 2017-03-03 | Common Stock | M | 29457.0000 | $36.8850 | Acquired | 391162.0000 | Direct |
| 2017-03-03 | Common Stock | S | 20998.0000 | $73.1019 | Disposed | 370164.0000 | Direct |
| 2017-03-03 | Common Stock | S | 25229.0000 | $73.0764 | Disposed | 344935.0000 | Direct |
| 2017-03-06 | Common Stock | M | 4114.0000 | $41.3700 | Acquired | 349049.0000 | Direct |
| 2017-03-06 | Common Stock | S | 3087.0000 | $72.7801 | Disposed | 345962.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-03 | Stock Option (Right to Buy) | $41.3700 | M | 29594.0000 | Disposed | 2024-03-07 | Common Stock (29594.0000) | Direct |
| 2017-03-03 | Stock Option (Right to Buy) | $36.8850 | M | 29457.0000 | Disposed | 2023-03-08 | Common Stock (29457.0000) | Direct |
| 2017-03-06 | Stock Option (Right to Buy) | $41.3700 | M | 4114.0000 | Disposed | 2024-03-07 | Common Stock (4114.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $73.10 to $73.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $72.85 to $73.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.