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WARRIOR MET COAL, INC. Director's Dealing 2019

Feb 12, 2019

31302_dirs_2019-02-12_cdea31f8-e303-45c5-a285-591f21e6ba32.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WARRIOR MET COAL, INC. (HCC)
CIK: 0001691303
Period of Report: 2019-02-08

Reporting Person: Richardson Jack K. (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-08 Common Stock A 3191 Acquired 39818 Direct
2019-02-08 Common Stock F 1100 $27.08 Disposed 38718 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-08 Restricted Stock Units $ A 9140 Acquired Common Stock (9140) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (8173) 8173 Direct
Restricted Stock Units $ Common Stock (3470) 3470 Direct

Footnotes

F1: Represents the issuance of shares of common stock of the issuer pursuant to the performance-based restricted stock units granted to the reporting person on March 5, 2018 based on the issuer's performance during the performance period from January 1, 2018 through December 31, 2018. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.

F2: Includes 23,535 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021.

F3: Represents the withholding of shares for tax purposes.

F4: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned.

F5: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.

F6: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.