WA1 RESOURCES LTD — Major Shareholding Notification 2024

Jan 29, 2024

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 25/01/2024 The previous notice was given to the company on 30/10/2023 The previous notice was dated 26/10/2023 2. Previous and present voting power The % substantial is based on the shares on issue of 61,336,364 as disclosed by the Company on 25-01-2024. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes Power to control the exercise of a power to dispose of securities 1,094,056 ORDINARY 1,094,056 Power to control the exercise of a power to dispose of securities 74,058 ORDINARY 74,058 Power to control the exercise of a power to dispose of securities 2,294,111 ORDINARY 2,294,111 Power to control the exercise of a power to dispose of securities 1,418,983 ORDINARY 1,418,983 Power to control the exercise of a power to dispose of securities 324,396 ORDINARY 324,396 MERRILL LYNCH (AUS) NOMINEES PTY LTD Regal Funds Management Pty Ltd and its associates Regal Funds Management Pty Ltd and its associates HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED MERRILL LYNCH INTERNATIONAL LIMITED GOLDMAN SACHS INTERNATIONAL, LONDON Holder of relevant interest Regal Funds Management Pty Ltd and its associates Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH Regal Funds Management Pty Ltd and its associates HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED A/C 2 MORGAN STANLEY & CO INTL PLC Regal Funds Management Pty Ltd and its associates J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 3,852,879 6.79% 5,205,604 8.49% Holder of relevant interest Date of acquisition See Annexure 2 The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) WA1 Resources Ltd (WA1) 646 878 631 Regal Funds Management Pty Limited and its associates (see Annexure 1) Class and number of securities		WA1 Resources Ltd (WA1)
		646 878 631
		Regal Funds Management Pty Limited and its associates (see Annexure 1)
		-
Holder of relevant interest	Registered holder of securities		Person entitled to be registered as holder (8)		Nature of relevant interest (6)	Class and number of securities	Person's votes
Regal Funds Management Pty Ltd and its associates	UBS NOMINEES PTY LTD		UBS AG, AUSTRALIA BRANCH		Power to control the exercise of a power to dispose of securities	1,094,056 ORDINARY	1,094,056
Regal Funds Management Pty Ltd and its associates	HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED A/C 2		MORGAN STANLEY & CO INTL PLC		Power to control the exercise of a power to dispose of securities	74,058 ORDINARY	74,058
Regal Funds Management Pty Ltd and its associates	MERRILL LYNCH (AUS) NOMINEES PTY LTD		MERRILL LYNCH INTERNATIONAL LIMITED		Power to control the exercise of a power to dispose of securities	2,294,111 ORDINARY	2,294,111
Regal Funds Management Pty Ltd and its associates	J.P. MORGAN PRIME NOMINEES LTD		J.P MORGAN SECURITIES PLC		Power to control the exercise of a power to dispose of securities	1,418,983 ORDINARY	1,418,983
Regal Funds Management Pty Ltd and its associates	HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED		GOLDMAN SACHS INTERNATIONAL, LONDON		Power to control the exercise of a power to dispose of securities	324,396 ORDINARY	324,396

5. Changes	in association
The persons who have become associates (2) of, ceased to be			associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
	Name and ACN/ARSN (if applicable)				Nature of association
		N/A
6. Addresses
The addresses		of persons named in this form are as follows:
		Name				Address
REGAL FUNDS MANAGEMENT PTY LIMITED				LEVEL 47,	GATEWAY,	1 MACQUARIE PLACE, SYDNEY
						NSW 2000
		REGAL PARTNERS LIMITED		LEVEL 47,	GATEWAY,	1 MACQUARIE PLACE, SYDNEY
						NSW 2000
Signature
		print name KennyHo					capacity	CompanySecretary
		sign here					date	30/01/2024
Annexure	1
Details of Substantial Holders
ACN		Name
107 576 821		REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450		REGAL PARTNERS LIMITED
Annexure	2
Changes in Relevant Interests
					Consideration
					given in		Number of		Persons
				Nature of	relation to		securities	Class of	votes
Date		Person whose relevant interest changed		Change	change		affected	securities	affected
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
27/10/2023		Management Pty Limited)		Buy	260353.76		36834	Ordinary	36834
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
27/10/2023		Management Pty Limited)		Buy	60686.62		8453	Ordinary	8453
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
30/10/2023		Management Pty Limited)		Buy	632346.55		75105	Ordinary	75105
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
1/11/2023		Management Pty Limited)		Sell	197126.54		21248	Ordinary	21248

3/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	498138.46	50316	Ordinary	50316
7/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	476920.69	50020	Ordinary	50020
8/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	709099.20	65647	Ordinary	65647
8/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	186836.40	18461	Ordinary	18461
9/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	479402.89	46385	Ordinary	46385
20/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	139719.62	16310	Ordinary	16310
22/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	66394.40	8000	Ordinary	8000
24/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	113774.05	13403	Ordinary	13403
27/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	285204.85	34021	Ordinary	34021
28/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	187434.50	22847	Ordinary	22847
30/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	10738.18	1299	Ordinary	1299
30/11/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	263918.50	31000	Ordinary	31000
1/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	399822.70	49058	Ordinary	49058
1/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	399822.70	49058	Ordinary	49058
1/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	162365.49	19226	Ordinary	19226
4/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	12457.20	1483	Ordinary	1483
4/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	12457.20	1483	Ordinary	1483
7/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	75414.33	9016	Ordinary	9016
8/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	98442.48	10709	Ordinary	10709

11/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	284933.75	35531	Ordinary	35531
12/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	280106.25	37500	Ordinary	37500
12/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	86810.91	11819	Ordinary	11819
12/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	482856.53	64296	Ordinary	64296
13/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	102827.27	13534	Ordinary	13534
14/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	44172.07	5512	Ordinary	5512
14/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	374586.72	46235	Ordinary	46235
14/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	15861.20	2000	Ordinary	2000
14/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	15897.31	2000	Ordinary	2000
22/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	249225.84	19699	Ordinary	19699
29/12/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	716673.57	58952	Ordinary	58952
5/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	8459.75	575	Ordinary	575
9/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	28626.15	2176	Ordinary	2176
10/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	91313.73	7110	Ordinary	7110
11/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	82394.25	6686	Ordinary	6686
12/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	119142.00	10000	Ordinary	10000
15/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	47075.69	3960	Ordinary	3960
16/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	78752.89	6977	Ordinary	6977
18/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	109736.65	10233	Ordinary	10233

19/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	76456.04	7121	Ordinary	7121
19/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	88317.03	8305	Ordinary	8305
22/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	134421.26	13199	Ordinary	13199
24/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	244944.81	24696	Ordinary	24696
25/01/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	9496450.00	949645	Ordinary	949645