WA1 RESOURCES LTD — Major Shareholding Notification 2024

Jul 21, 2024

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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme WA1 Resources Ltd (WA1)
ACN/ARSN 646 878 631
1. Details of substantial holder (1)
Regal Funds Management Pty Limited and its associates
Name
(see Annexure 1)
ACN/ARSN (if applicable) -
There was a change in the interests of the substantial holder on
18/07/2024
The previous notice was given to the company on 22/05/2024
The previous notice was dated 20/05/2024
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Previous notice Current notice
Class of securities (4)
Person's votes Voting power Person's votes Voting power (5)
(5)
ORDINARY 5,467,126 8.91% 6,905,540 10.65%
The % substantial is based on the shares on issue of 64,865,776 as disclosed by the Company on 18-07-2024.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
See Annexure 2
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Class and
Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Nature of relevant interest (6) number of securities Person's votes
Power to control the
Regal Funds Management Pty Ltd and its associates UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH exercise of a power to dispose of ORDINARY2,138,801 2,138,801
securities
HSBC CUSTODY NOMINEES Power to control the
Regal Funds Management Pty Ltd and its associates (AUSTRALIA) LIMITED A/C 2 MORGAN STANLEY & CO INTL PLC exercise of a power to dispose of ORDINARY130,512 130,512
securities
Power to control the
Regal Funds Management Pty Ltd and its associates MERRILL LYNCH (AUS) NOMINEES PTY LTD INTERNATIONAL LIMITEDMERRILL LYNCH exercise of a power to dispose of ORDINARY1,702,967 1,702,967
securities
HSBC CUSTODY NOMINEES Power to control the
Regal Funds Management Pty Ltd and its associates (AUSTRALIA) LIMITED A/C 2 MORGAN STANLEY & CO. LLC exercise of a power to dispose of ORDINARY514,598 514,598
securities
Power to control the
Regal Funds Management Pty Ltd and its associates J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC exercise of a power to dispose of ORDINARY2,076,028 2,076,028
securities
Power to control the
Regal Funds Management Pty HSBC CUSTODY NOMINEES GOLDMAN SACHS exercise of a power 342,634
Ltd and its associates (AUSTRALIA) LIMITED INTERNATIONAL, LONDON to dispose of ORDINARY 342,634
securities
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The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder
Name and ACN/ARSN (if applicable) Nature of association
100% OWNER OF REGAL FUNDS MANAGEMENT PTY
REGAL PARTNERS LIMITED
LIMITED
LISTED INVESTMENT COMPANY WHOSE INVESTMENT
MANAGEMENT DECISIONS ARE CONTROLLED BY
REGAL ASIAN INVESTMENTS MANAGEMENT PTY
LIMITED
100% OWNED BY REGAL PARTNERS LIMITED
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL PARTNERS LIMITED
NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
NSW 2000
print name Kenny Ho capacity Company Secretary
sign here date 22/07/2024
Name
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Person whose relevant interest changed Change change affected securities affected
Regal Funds Management Pty Limited (and Regal Partners Limited by
virtue of control of Regal Funds Management Pty Limited) Sell 129367.77 6113 Ordinary 6113
Regal Funds Management Pty Limited (and Regal Partners Limited by
virtue of control of Regal Funds Management Pty Limited) Sell 434541.30 20401 Ordinary 20401
Regal Funds Management Pty Limited (and Regal Partners Limited by
virtue of control of Regal Funds Management Pty Limited) Buy 434541.30 20401 Ordinary 20401
Regal Funds Management Pty Limited (and Regal Partners Limited by
virtue of control of Regal Funds Management Pty Limited) Buy 192855.69 9389 Ordinary 9389
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5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

		Name and ACN/ARSN (if applicable)	Nature of association
			100% OWNER OF REGAL FUNDS MANAGEMENT PTY
		REGAL PARTNERS LIMITED
			LIMITED
			LISTED INVESTMENT COMPANY WHOSE INVESTMENT
	REGAL ASIAN INVESTMENTS LIMITED		MANAGEMENT DECISIONS ARE CONTROLLED BY
			REGAL ASIAN INVESTMENTS MANAGEMENT PTY
			LIMITED
REGAL	ASIAN INVESTMENTS MANAGEMENT PTY LIMITED		100% OWNED BY REGAL PARTNERS LIMITED

6. Addresses

The addresses of persons named in this form are as follows:

	Name	Address
	REGAL FUNDS MANAGEMENT PTY LIMITED	LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
		NSW 2000
	REGAL PARTNERS LIMITED	LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
		NSW 2000
	REGAL ASIAN INVESTMENTS LIMITED	LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
		NSW 2000
REGAL	ASIAN INVESTMENTS MANAGEMENT PTY LIMITED	LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
		NSW 2000

Signature

Annexure 1

Details of Substantial Holders

ACN	Name
107 576 821	REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450	REGAL PARTNERS LIMITED
635 179 538	REGAL ASIAN INVESTMENTS MANAGEMENT PTY LIMITED
635 219 484	REGAL ASIAN INVESTMENTS LIMITED

Annexure 2

Changes in Relevant Interests

				Consideration
				given in	Number of				Persons
			Nature of	relation to	securities			Class of	votes
Date		Person whose relevant interest changed	Change	change	affected			securities	affected
	Regal	Funds Management Pty Limited (and Regal Partners Limited by
21/05/2024		virtue of control of Regal Funds Management Pty Limited)	Sell	129367.77			6113	Ordinary	6113
	Regal	Funds Management Pty Limited (and Regal Partners Limited by
22/05/2024		virtue of control of Regal Funds Management Pty Limited)	Sell	434541.30		20401		Ordinary	20401
	Regal	Funds Management Pty Limited (and Regal Partners Limited by
22/05/2024		virtue of control of Regal Funds Management Pty Limited)	Buy	434541.30		20401		Ordinary	20401
	Regal	Funds Management Pty Limited (and Regal Partners Limited by
23/05/2024		virtue of control of Regal Funds Management Pty Limited)	Buy	192855.69			9389	Ordinary	9389

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Regal Funds Management Pty Limited (and Regal Partners Limited by
27/05/2024 virtue of control of Regal Funds Management Pty Limited) Sell 1659291.30 77901 Ordinary 77901
Regal Funds Management Pty Limited (and Regal Partners Limited by
28/05/2024 virtue of control of Regal Funds Management Pty Limited) Sell 68507.05 3420 Ordinary 3420
Regal Funds Management Pty Limited (and Regal Partners Limited by
29/05/2024 virtue of control of Regal Funds Management Pty Limited) Sell 1146258.74 56625 Ordinary 56625
Regal Funds Management Pty Limited (and Regal Partners Limited by
29/05/2024 virtue of control of Regal Funds Management Pty Limited) Sell 126080.21 6410 Ordinary 6410
Regal Funds Management Pty Limited (and Regal Partners Limited by
31/05/2024 virtue of control of Regal Funds Management Pty Limited) Sell 4385283.60 206853 Ordinary 206853
Regal Funds Management Pty Limited (and Regal Partners Limited by
31/05/2024 virtue of control of Regal Funds Management Pty Limited) Sell 500002.00 23585 Ordinary 23585
Regal Funds Management Pty Limited (and Regal Partners Limited by
3/06/2024 virtue of control of Regal Funds Management Pty Limited) Sell 42892.34 2101 Ordinary 2101
Regal Funds Management Pty Limited (and Regal Partners Limited by
4/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 42148.35 2409 Ordinary 2409
Regal Funds Management Pty Limited (and Regal Partners Limited by
4/06/2024 virtue of control of Regal Funds Management Pty Limited) Sell 212403.39 12168 Ordinary 12168
Regal Funds Management Pty Limited (and Regal Partners Limited by
4/06/2024 virtue of control of Regal Funds Management Pty Limited) Sell 95468.04 5559 Ordinary 5559
Regal Funds Management Pty Limited (and Regal Partners Limited by
5/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 62302.02 3622 Ordinary 3622
Regal Funds Management Pty Limited (and Regal Partners Limited by
6/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 45708.97 2689 Ordinary 2689
Regal Funds Management Pty Limited (and Regal Partners Limited by
12/06/2024 virtue of control of Regal Funds Management Pty Limited) Sell 701959.50 44010 Ordinary 44010
Regal Funds Management Pty Limited (and Regal Partners Limited by
12/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 452597.20 28376 Ordinary 28376
Regal Funds Management Pty Limited (and Regal Partners Limited by
18/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 8193.36 516 Ordinary 516
Regal Funds Management Pty Limited (and Regal Partners Limited by
19/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 770184.25 40539 Ordinary 40539
Regal Funds Management Pty Limited (and Regal Partners Limited by
19/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 278771.89 15013 Ordinary 15013
Regal Funds Management Pty Limited (and Regal Partners Limited by
24/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 701106.65 42915 Ordinary 42915
Regal Funds Management Pty Limited (and Regal Partners Limited by
24/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 794818.23 49266 Ordinary 49266
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Regal Funds Management Pty Limited (and Regal Partners Limited by
25/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 745739.55 44677 Ordinary 44677
Regal Funds Management Pty Limited (and Regal Partners Limited by
25/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 275289.40 16415 Ordinary 16415
Regal Funds Management Pty Limited (and Regal Partners Limited by
26/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 291985.32 17234 Ordinary 17234
Regal Funds Management Pty Limited (and Regal Partners Limited by
26/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 1450342.85 85137 Ordinary 85137
Regal Funds Management Pty Limited (and Regal Partners Limited by
27/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 929160.21 52294 Ordinary 52294
Regal Funds Management Pty Limited (and Regal Partners Limited by
27/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 229243.57 12844 Ordinary 12844
Regal Funds Management Pty Limited (and Regal Partners Limited by
28/06/2024 virtue of control of Regal Funds Management Pty Limited) Buy 394388.02 20864 Ordinary 20864
Regal Funds Management Pty Limited (and Regal Partners Limited by
1/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 63664.47 3280 Ordinary 3280
Regal Funds Management Pty Limited (and Regal Partners Limited by
1/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 1465144.32 76800 Ordinary 76800
Regal Funds Management Pty Limited (and Regal Partners Limited by
2/07/2024 virtue of control of Regal Funds Management Pty Limited) Sell 505486.00 26300 Ordinary 26300
Regal Funds Management Pty Limited (and Regal Partners Limited by
2/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 505486.00 26300 Ordinary 26300
Regal Funds Management Pty Limited (and Regal Partners Limited by
2/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 1325051.00 70000 Ordinary 70000
Regal Funds Management Pty Limited (and Regal Partners Limited by
3/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 45446.19 2384 Ordinary 2384
Regal Funds Management Pty Limited (and Regal Partners Limited by
4/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 774217.62 37129 Ordinary 37129
Regal Funds Management Pty Limited (and Regal Partners Limited by
5/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 549634.72 26116 Ordinary 26116
Regal Funds Management Pty Limited (and Regal Partners Limited by
8/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 710883.21 34552 Ordinary 34552
Regal Funds Management Pty Limited (and Regal Partners Limited by
9/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 94200.00 5000 Ordinary 5000
Regal Funds Management Pty Limited (and Regal Partners Limited by
9/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 759514.15 39658 Ordinary 39658
Regal Funds Management Pty Limited (and Regal Partners Limited by
11/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 210517.36 12296 Ordinary 12296
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Regal Funds Management Pty Limited (and Regal Partners Limited by
11/07/2024 virtue of control of Regal Funds Management Pty Limited) Sell 56457.00 3321 Ordinary 3321
Regal Funds Management Pty Limited (and Regal Partners Limited by
11/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 1285159.84 75410 Ordinary 75410
Regal Funds Management Pty Limited (and Regal Partners Limited by
12/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 383469.63 22262 Ordinary 22262
Regal Funds Management Pty Limited (and Regal Partners Limited by
15/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 498300.96 29271 Ordinary 29271
Regal Funds Management Pty Limited (and Regal Partners Limited by
16/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 860245.62 52096 Ordinary 52096
Regal Funds Management Pty Limited (and Regal Partners Limited by
17/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 722830.00 44075 Ordinary 44075
Regal Funds Management Pty Limited (and Regal Partners Limited by
18/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 834835.85 51352 Ordinary 51352
Regal Funds Management Pty Limited (and Regal Partners Limited by
18/07/2024 virtue of control of Regal Funds Management Pty Limited) Buy 14630200.00 860600 Ordinary 860600
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