Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WA1 RESOURCES LTD Major Shareholding Notification 2024

Oct 16, 2024

66031_rns_2024-10-16_92a61ff9-42a2-41ba-b8a8-5ee5a0b414f9.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Corporations Law Section 671B

Notice of ceasing to be a substantial holder

Form 605

To: Company Name/Scheme WA1 Resources Ltd ACN/ARSN 646 878 631

1. Details of substantial holder (1)

Name

UBS Group AG and its related bodies corporate

ACN/ARSN (if applicable):

The holder ceased to be a substantial shareholder on

15 October 2024

The previous notice was given to the company on 16 October 2024

The previous notice was dated 14 October 2024

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of Change
(4)
Consideration
given in
relation to
change (5)
Class (6) and
Number of
securities affected
Person’s
votes
affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
N/A N/A

SIGNATURE

Print Name: Dominic Eichrodt Capacity: Authorised signatory Sign Here: Date: 17 October 2024 Print Name: Florian Naef Capacity: Authorised signatory Sign Here: Date: 17 October 2024

Contact details for this notice:

--------------------------------------------------------------Florian Naef Group Compliance, Regulatory & Governance (T) + 852 3712 4687


==> picture [396 x 510] intentionally omitted <==

----- Start of picture text -----

WA1 - Appendix A
Date of Person whose relevant interest Nature of Consideration Number of Class
change changed Change given in relation securities
to change
UBS Fund Management (Switzerland)
14-Oct-24 AG Collateral given NA (941,078) Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 94,402 (6,763) Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 135,785 (9,530) Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 84,688 6,009 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 33,450 2,389 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 10,819 764 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 26,829 1,879 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 28 2 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 42,883 2,948 Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 373,957 (26,580) Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 417,215 29,383 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 3,367 235 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 145,118 10,273 Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 23,783 (1,629) Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 41 (3) Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 43 3 Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 2,656 (183) Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 34,792 (2,383) Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 2,548 176 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 215 15 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 29 2 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 107,597 7,665 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 8,246 583 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 5,268 381 Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 16,993 (1,240) Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 214,793 15,125 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 24,400 1,694 Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 155,803 (10,933) Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 288,352 (20,466) Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 338,489 24,096 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 79,175 5,608 Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 10,922 (774) Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 94,077 6,763 Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 8,804 603 Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 42,900 (3,002) Ordinary
15-Oct-24 UBS Securities Australia Ltd Sell 165,402 (11,690) Ordinary
15-Oct-24 UBS Securities Australia Ltd Buy 142,696 10,256 Ordinary
----- End of picture text -----