AI assistant
WA1 RESOURCES LTD — Major Shareholding Notification 2024
Oct 22, 2024
66031_rns_2024-10-22_fd2550c0-3a74-4ce0-9664-ad3f53996af6.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
Form 605
To: Company Name/Scheme WA1 Resources Ltd ACN/ARSN 646 878 631
1. Details of substantial holder (1)
Name
UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on
21 October 2024
The previous notice was given to the company on 22 October 2024 The previous notice was dated 18 October 2024
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change (4) |
Consideration given in relation to change (5) |
Class (6) and Number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| N/A | N/A |
SIGNATURE
Print Name: Dominic Eichrodt Capacity: Authorised signatory Sign Here: Date: 23 October 2024 Print Name: Florian Naef Capacity: Authorised signatory Sign Here: Date: 23 October 2024
Contact details for this notice:
--------------------------------------------------------------Florian Naef Group Compliance, Regulatory & Governance (T) + 852 3712 4687
==> picture [396 x 510] intentionally omitted <==
----- Start of picture text -----
WA1 - Appendix A
Date of Person whose relevant Nature of Change Consideration Number of Class
change interest changed given in relation to securities
change
UBS Fund Management
18-Oct-24 (Switzerland) AG Collateral given NA (963,854) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 51,333 (3,922) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 46,948 (3,536) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 29,581 (2,249) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 13 1 Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 2,096 160 Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 24,586 1,866 Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 12,067 920 Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 319 (24) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 321,763 (24,357) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 14,079 1,072 Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 151,332 (11,413) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 168,468 12,782 Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 47,867 (3,566) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 6,304 (474) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 8,872 (672) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 1,508 117 Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 13,262 1,017 Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 4,505 (343) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 2,039 (156) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 8,234 (624) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 380 29 Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 52 (4) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 8,751 666 Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 7,874 (598) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 51,585 3,922 Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 336 25 Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 38,462 (2,918) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 674 (51) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 24,433 (1,870) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 301,822 22,939 Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 226,732 (17,072) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 326,095 24,686 Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 944 72 Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 46,760 3,514 Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 12,325 (925) Ordinary
21-Oct-24 UBS Securities Australia Ltd Sell 69,489 (5,215) Ordinary
21-Oct-24 UBS Securities Australia Ltd Buy 127,610 9,680 Ordinary
----- End of picture text -----