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Vroom, Inc. — Director's Dealing 2021
Feb 9, 2021
33921_dirs_2021-02-09_a2fc8bfc-6826-42b2-8aa7-49a3b82ff424.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2021-02-05
Reporting Person: Roszkowski Mark E. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-05 | Common Stock | M | 21875.00 | $4.21 | Acquired | 57015.00 | Direct |
| 2021-02-05 | Common Stock | S | 21875.00 | $45.00 | Disposed | 35140.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-05 | Stock Option (Right to Buy) | $4.21 | M | 21875.00 | Disposed | 2029-02-06 | Common Stock (21875.00) | Direct |
Footnotes
F1: The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020.
F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.
F3: The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022.
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