Voya Financial, Inc. — Director's Dealing 2021

Aug 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2021-08-16

Reporting Person: SILVA KEVIN D (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-16	Common Stock	S	15000	$67.1707	Disposed	11379	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (17958)	17958	Direct
Performance Stock Unit	$		Common Stock (36520)	36520	Direct
Performance-Based Stock Options	$		Common Stock (71174)	71174	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $66.245 to $67.40. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4: The options vest based on the conditions set forth in their respective agreements.