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Voya Financial, Inc. — Director's Dealing 2021
Dec 2, 2021
30803_dirs_2021-12-02_8dbe6a1f-3d06-4c39-8b51-7229d33f0f2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2021-12-02
Reporting Person: Cobb Clyde Landon Jr. (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-02 | Common Stock | S | 2994 | $63.6134 | Disposed | 10190 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (4318) | 4318 | Direct | |
| Performance Stock Unit | $ | Common Stock (5699) | 5699 | Direct | |
| Performance-Based Stock Options | $ | Common Stock (60987) | 60987 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $63.6110 to $63.6350. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4: The options vest based on the conditions set forth in their respective agreements.