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VOLITIONRX LTD — Director's Dealing 2020
Jul 23, 2020
34395_dirs_2020-07-23_aadc1ea7-1faf-4820-b2a1-07d6b2879ddc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VOLITIONRX LTD (VNRX)
CIK: 0000093314
Period of Report: 2020-07-21
Reporting Person: Rootsaert Rodney Gerard (Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-21 | Common Stock | M | 30000 | $2.5 | Acquired | 39828 | Direct |
| 2020-07-21 | Common Stock | F | 23614 | $3.95 | Disposed | 16214 | Direct |
| 2020-07-21 | Common Stock | M | 30000 | $3 | Acquired | 46214 | Direct |
| 2020-07-21 | Common Stock | F | 25816 | $3.95 | Disposed | 20398 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-21 | Stock Option (Right to Buy) | $2.5 | M | 30000 | Disposed | 2020-08-18 | Common Stock (30000) | Direct |
| 2020-07-21 | Stock Option (Right to Buy) | $3 | M | 30000 | Disposed | 2020-08-18 | Common Stock (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1007718 | Indirect |
Footnotes
F1: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.
F2: The shares of Common Stock are held directly by Concord International, Inc. Mr. Rootsaert is a controlling director of Concord International, Inc. and shares voting and dispositive control over the shares of Common Stock held by Concord International, Inc.