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VOLITIONRX LTD — Director's Dealing 2020
Aug 12, 2020
34395_dirs_2020-08-12_b639f6f3-a682-41cb-ba81-cccc8df343b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VOLITIONRX LTD (VNRX)
CIK: 0000093314
Period of Report: 2020-08-10
Reporting Person: Micallef Jacob Vincent (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-10 | Common Stock | M | 65000 | $2.5 | Acquired | 151166 | Direct |
| 2020-08-10 | Common Stock | F | 55158 | $3.5 | Disposed | 96008 | Direct |
| 2020-08-10 | Common Stock | M | 65000 | $3 | Acquired | 161008 | Direct |
| 2020-08-10 | Common Stock | F | 60080 | $3.5 | Disposed | 100928 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-10 | Stock Option (Right to Buy) | $2.5 | M | 65000 | Disposed | 2020-08-18 | Common Stock (65000) | Direct |
| 2020-08-10 | Stock Option (Right to Buy) | $3 | M | 65000 | Disposed | 2020-08-18 | Common Stock (65000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22000 | Indirect |
| Common Stock | 38113 | Indirect |
Footnotes
F1: Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.
F2: The shares of common stock are held directly by Borlaug Limited. Dr. Micallef is a controlling director of Borlaug Limited and has voting and dispositive control over the shares of common stock held by Borlaug Limited.