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Vistra Corp. — Director's Dealing 2020
Mar 10, 2020
29960_dirs_2020-03-09_37fba4ca-7c06-4a29-8717-b1e56e6e3ceb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vistra Energy Corp. (VST)
CIK: 0001692819
Period of Report: 2020-03-05
Reporting Person: DOBRY ELIZABETH CHRISTINE (VP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-05 | Common Stock | A | 3916 | $0.00 | Acquired | 16774 | Direct |
| 2020-03-05 | Common Stock | S | 290 | $20.761 | Disposed | 16484 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-05 | Employee Stock Option (right to buy) | $22.98 | A | 13111 | Acquired | 2030-02-25 | Common Stock (13111) | Direct |
Footnotes
F1: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units.
F2: Option vests in three annual installments beginning February 25, 2021.
F3: The number of derivative securities shown to be beneficially owned following the third transaction being reported in this Form 4 reflects an adjustment upward by 179 employee stock options due to a previous clerical error in counting the employee stock options in the Form 4 filed on April 11, 2018.