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VICOR CORP Director's Dealing 2019

Jul 2, 2019

31590_dirs_2019-07-02_744882ab-172b-4375-8bb0-333a3530b72a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2019-06-28

Reporting Person: SIMMS JAMES A (Director, CFO and Secretary)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-28 Non Qualified Stock Option $7.05 A 14179 Acquired 2020-12-31 Common Stock (14179) Direct
2019-06-28 Non Qualified Stock Option $31.05 A 1611 Acquired 2029-06-28 Common Stock (1611) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 46768 Direct

Footnotes

F1: This stock option is exercisable in full.

F2: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F3: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.