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VICOR CORP — Director's Dealing 2019
Jul 2, 2019
31590_dirs_2019-07-02_e800f778-918c-467c-9408-7930bf1e3746.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2019-06-28
Reporting Person: VINCIARELLI PATRIZIO (Director, Chairman and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-28 | Non Qualified Stock Option | $6.77 | A | 779885 | Acquired | 2024-07-21 | Common Stock (779885) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9758893 | Direct |
| Common Stock | 102712 | Indirect |
Footnotes
F1: These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person.
F2: 155,977 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022.
F3: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.