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VICOR CORP Director's Dealing 2019

Sep 10, 2019

31590_dirs_2019-09-10_ea9a522b-af36-4192-b2b4-14bb3da5918a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (VICR)
CIK: 0000751978
Period of Report: 2019-09-06

Reporting Person: Gusinov Alex (Corp. VP - Engineering)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-06 Common Stock M 3803 $11.2534 Acquired 11715 Direct
2019-09-06 Common Stock S 2395 $31.5205 Disposed 9320 Direct
2019-09-09 Common Stock M 6827 $11.2534 Acquired 16147 Direct
2019-09-09 Common Stock S 4301 $31.5 Disposed 11846 Direct
2019-09-09 Common Stock S 759 $31.5 Disposed 11087 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-06 Non Qualified Stock Option $11.2534 M 3803 Disposed 2020-11-01 Common Stock (3803) Direct
2019-09-09 Non Qualified Stock Option $11.2534 M 6827 Disposed 2020-11-01 Common Stock (6827) Direct

Footnotes

F1: The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 8/31/18.

F2: This stock option is exercisable in full.