VICOR CORP — Director's Dealing 2019

Nov 15, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2019-11-14

Reporting Person: Tuozzolo Claudio (Director, Corp. Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-14	Common Stock	M	12000	$11.2534	Acquired	33989	Direct
2019-11-14	Common Stock	S	7325	$39.6035	Disposed	26664	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-14	Non Qualified Stock Option	$11.2534	M	12000	Disposed	2020-11-01	Common Stock (12000)	Direct

Footnotes

F1: This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.

F2: This stock option is exercisable in full.